Filing Details

Accession Number:
0001127602-11-023638
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-15 17:36:20
Reporting Period:
2011-08-12
Filing Date:
2011-08-15
Accepted Time:
2011-08-15 17:36:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
893739 Harris & Harris Group Inc TINY Investors, Nec (6799) 133119827
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1111367 A Phillip Bauman 1450 Broadway
24Th Floor
New York NY 10018
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-08-12 2,860 $4.31 43,558 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,637 Indirect Wife
Common Stock 100 Indirect By wife as custodian for daughter
Common Stock 100 Indirect Daughter
Footnotes
  1. The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 purchase plan.