Filing Details
- Accession Number:
- 0000941138-11-000059
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-15 15:54:51
- Reporting Period:
- 2011-08-11
- Filing Date:
- 2011-08-15
- Accepted Time:
- 2011-08-15 15:54:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
941138 | Unisource Energy Corp | UNS | Electric Services (4911) | 860786732 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1429144 | Iii J Philip Dion | 1 S. Church Suite 201 Tucson AZ 85701 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-08-11 | 357 | $26.11 | 457 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-08-11 | 1,763 | $26.11 | 2,220 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-08-11 | 1,763 | $35.47 | 457 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-08-11 | 357 | $0.00 | 357 | $26.11 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-08-11 | 1,763 | $0.00 | 1,763 | $26.11 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
6,003 | 2019-02-12 | No | 4 | M | Direct | |
4,240 | 2019-02-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 703 | Indirect | By 401(k) Plan |
Footnotes
- The options vest in 3 equal installments on February 12, 2010, 2011 and 2012.