Filing Details
- Accession Number:
- 0001217455-11-000015
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-15 15:03:55
- Reporting Period:
- 2011-08-15
- Filing Date:
- 2011-08-15
- Accepted Time:
- 2011-08-15 15:03:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
38067 | Forest City Enterprises Inc | FCEA/FCEB | Operators Of Nonresidential Buildings (6512) | 340863886 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1217455 | G Robert Obrien | 50 Public Square, Suite 1100 Cleveland OH 44113 | Exec Vp, Cfo & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2011-08-15 | 1,000 | $13.95 | 8,236 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 67,558 | Indirect | See footnote |
Class A Common Stock | 73,444 | Indirect | See footnote |
Class A Common Stock | 9,827 | Direct | |
Class A Common Stock | 33,492 | Direct | |
Class A Common Stock | 61,044 | Direct | |
Class A Common Stock | 65,744 | Direct | |
Class A Common Stock | 3,100 | Indirect | See footnote |
Class A Common Stock | 3,116 | Indirect | See footnote |
Class A Common Stock | 3,116 | Indirect | See footnote |
Class A Common Stock | 19,342 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common | 2003 Stock Option Grant (right to buy) | $15.50 | 2005-03-17 | 2013-03-17 | 43,200 | 43,200 | Direct |
Class A Common | 2005 Stock Option Grant (right to buy) | $31.75 | 2007-04-06 | 2015-04-06 | 25,200 | 25,200 | Direct |
Class A Common | 2006 Stock Option Grant (right to buy) | $46.37 | 2008-04-04 | 2016-04-04 | 25,200 | 25,200 | Direct |
Class A Common | 2007 Stock Option Grant (right to buy) | $65.35 | 2009-03-29 | 2017-03-29 | 25,200 | 25,200 | Direct |
Class A Common | 2008 Stock Option Grant (right to buy) | $36.38 | 2010-06-18 | 2018-06-18 | 28,059 | 28,059 | Direct |
Class A Common | 2009 Stock Option Grant (right to buy) | $7.80 | 2011-04-21 | 2019-04-21 | 14,030 | 14,030 | Direct |
Class A Common | 2010 Stock Option Grant (right to buy) | $15.89 | 2012-04-14 | 2020-04-14 | 36,035 | 36,035 | Direct |
Class A Common | 2011 Stock Option Grant (right to buy) | $17.72 | 2013-04-13 | 2021-04-13 | 44,190 | 44,190 | Direct |
Class A Common Stock | 2008 Performance Shares | $0.00 | 2012-01-31 | 1988-08-08 | 31,335 | 31,335 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2013-03-17 | 43,200 | 43,200 | Direct |
2015-04-06 | 25,200 | 25,200 | Direct |
2016-04-04 | 25,200 | 25,200 | Direct |
2017-03-29 | 25,200 | 25,200 | Direct |
2018-06-18 | 28,059 | 28,059 | Direct |
2019-04-21 | 14,030 | 14,030 | Direct |
2020-04-14 | 36,035 | 36,035 | Direct |
2021-04-13 | 44,190 | 44,190 | Direct |
1988-08-08 | 31,335 | 31,335 | Direct |
Footnotes
- 2008 GRAT for Robert G. O'Brien.
- Robert G. O'Brien Trust - account with Schwab .
- 2008 Restricted Stock Grant - 25% vest on 6/18/2010; 25% vest on 6/18/2011; and 50% vest on 6/18/2012.
- 2009 Restricted Stock Grant - 25% vest on 4/21/2011; 25% vest on 4/21/2012; and 50% vest on 4/21/2013.
- 2010 Restricted Stock Grant - 25% vest on 4/14/2012; 25% vest on 4/14/2013; and 50% vest on 4/14/2014.
- 2011 Restricted Stock Grant - 25% vest on 4/13/2013; 25% vest on 4/13/2014; and 50% vest on 4/13/2015.
- Shares held by Robert L. O'Brien, son - Indirect
- Shares held by Kathleen G. O'Brien, daughter - Indirect
- Shares held by Sara F. O'Brien, daughter - Indirect
- Shares are held by Robert & Ann (wife) O'Brien in a street account.
- Shares are held by transfer agent in a direct registration account.
- 2003 Stock Option Grant - 25% exercisable 3/17/2005, 25% exercisable 3/17/2006, and 50% exercisable 3/17/2007.
- 2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exersicable 4/06/2009.
- 2006 Stock Option Grant - 25% exercisable 4/04/2008; 25% exercisable 4/04/2009; and 50% exersicable 4/04/2010.
- 2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.
- 2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012.
- 2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013.
- 2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.
- 2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015.
- Performance Shares Award - granted 6/18/2008 - performance period is from May 1, 2008 to January 31, 2012. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 175% of the number of Performance Shares granted. Fair market value on date of grant is $36.38 per share. There is no fixed expirationdate.
- Sales in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2006 (as amended April 5, 2010).