Filing Details
- Accession Number:
- 0001415889-24-013744
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-05-20 16:16:52
- Reporting Period:
- 2024-05-16
- Accepted Time:
- 2024-05-20 16:16:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 820027 | Ameriprise Financial Inc | AMP | Investment Advice (6282) | 133180631 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1340573 | Jr Francis Robert Sharpe | General Counsel'S Office 1098 Ameriprise Financial Center Minneapolis MN 55474 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2024-05-16 | 1,500 | $438.07 | 11,000 | No | 4 | S | Indirect | By Trust for Family Member |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Trust for Family Member |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,625 | Direct | |
| Common Stock | 1,650 | Indirect | By Irrev Trust for Family Member |
| Common Stock | 550 | Indirect | By Reporting Person's Rev Trust |
Footnotes
- Reflects the weighted average price of 1,500 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on May 16, 2024 with sale prices ranging from $437.96 to $438.525 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
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