Filing Details
- Accession Number:
- 0001140361-11-041873
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-15 14:25:29
- Reporting Period:
- 2011-08-12
- Filing Date:
- 2011-08-15
- Accepted Time:
- 2011-08-15 14:25:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1095981 | Cytori Therapeutics Inc. | CYTX | Surgical & Medical Instruments & Apparatus (3841) | 330827593 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1184566 | David Rickey | 3020 Callan Road San Diego CA 92121 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-08-12 | 2,000 | $3.08 | 22,911 | No | 4 | P | Indirect | By Charitable Foundation |
| Common Stock | Acquisiton | 2011-08-12 | 200 | $3.08 | 23,111 | No | 4 | P | Indirect | By Charitable Foundation |
| Common Stock | Acquisiton | 2011-08-12 | 2,300 | $3.08 | 25,411 | No | 4 | P | Indirect | By Charitable Foundation |
| Common Stock | Acquisiton | 2011-08-12 | 700 | $3.09 | 26,111 | No | 4 | P | Indirect | By Charitable Foundation |
| Common Stock | Acquisiton | 2011-08-12 | 2,466 | $3.09 | 28,577 | No | 4 | P | Indirect | By Charitable Foundation |
| Common Stock | Acquisiton | 2011-08-12 | 2,334 | $3.10 | 30,911 | No | 4 | P | Indirect | By Charitable Foundation |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Charitable Foundation |
| No | 4 | P | Indirect | By Charitable Foundation |
| No | 4 | P | Indirect | By Charitable Foundation |
| No | 4 | P | Indirect | By Charitable Foundation |
| No | 4 | P | Indirect | By Charitable Foundation |
| No | 4 | P | Indirect | By Charitable Foundation |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 34,909 | Indirect | By Annunity Trust |
| Common Stock | 146,101 | Indirect | By Trust |
Footnotes
- These securities are owned by the Dave Rickey and Daughters Foundation.
- These securities are owned by David M Rickey, Trustee FBO The Rickey Annunity Trust.
- These securities are owned by Dave Rickey, TTEE FBO the David Rickey Trust
Billionaire Hedge Funds
