Filing Details
- Accession Number:
- 0001415889-24-013582
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-05-17 17:30:07
- Reporting Period:
- 2024-05-15
- Accepted Time:
- 2024-05-17 17:30:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 891482 | Full House Resorts Inc | FLL | Hotels & Motels (7011) | 133391527 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1565441 | Elaine Guidroz | C/O Full House Resorts, Inc. 1980 Festival Plaza Drive, Suite 680 Las Vegas NV 89135 | Svp Secretary, General Counsel | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-05-15 | 288 | $1.51 | 45,757 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2024-05-15 | 5,000 | $1.51 | 50,757 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-05-15 | 5,000 | $5.20 | 45,757 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2024-05-15 | 5,000 | $1.51 | 50,757 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-05-15 | 5,000 | $5.25 | 45,757 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2024-05-15 | 375 | $1.51 | 46,132 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-05-15 | 375 | $5.30 | 45,757 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2024-05-15 | 288 | $0.00 | 288 | $1.51 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2024-05-15 | 5,000 | $0.00 | 5,000 | $1.51 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2024-05-15 | 5,000 | $0.00 | 5,000 | $1.51 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2024-05-15 | 375 | $0.00 | 375 | $1.51 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 24,000 | 2025-05-05 | No | 4 | M | Direct | |
| 19,000 | 2025-05-05 | No | 4 | M | Direct | |
| 14,000 | 2025-05-05 | No | 4 | M | Direct | |
| 13,625 | 2025-05-05 | No | 4 | M | Direct |
Footnotes
- The stock option vested in three equal annual installments on May 5, 2016, 2017 and 2018.
Billionaire Hedge Funds
