Filing Details

Accession Number:
0001628280-24-024124
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-05-17 16:53:58
Reporting Period:
2024-05-15
Accepted Time:
2024-05-17 16:53:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1883085 Pagaya Technologies Ltd. PGY Finance Services (6199) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
2023777 Scott Bower 90 Park Avenue
New York NY 10016
Deputy Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Ordinary Share Acquisiton 2024-05-15 8,538 $0.00 10,009 No 4 M Direct
Class A Ordinary Share Disposition 2024-05-16 3,155 $11.90 6,854 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Ordinary Share Restricted Stock Unit Disposition 2024-05-15 8,538 $0.00 8,538 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
25,615 No 4 M Direct
Footnotes
  1. Securities sold to cover tax obligations.
  2. 1/4th of the total 34,153 restricted stock units initially subject to this award vested on May 15, 2024, 1/4th of the total units initially subject to this award vest on January 1, 2025 and the remainder of the award vests in equal amounts every three months for the following 12 months thereafter.