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Home > Insider Trading > Filing (0001437749-24-017368)

Filing Details

Accession Number:: 0001437749-24-017368
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2024-05-16 20:12:46
Reporting Period:: 2024-05-14

Accepted Time:: 2024-05-16 20:12:46
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1621832	Aqua Metals Inc.	AQMS	Secondary Smelting & Refining Of Nonferrous Metals (3341)	471169572

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1652660	Judd Merrill	5370 Kietzke Ln Suite 201 Reno NV 89511	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2024-05-14	37,500	$0.39	2,076,416	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Non-Redeemable Common Stock Purchase Warrant	Acquisiton	2024-05-14	37,500	$0.01	37,500	$0.39

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
37,500	2025-05-17	2029-05-17	No	4	P	Direct

Footnotes

Includes 1,174,174 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.