Filing Details
- Accession Number:
- 0001437749-24-017367
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-05-16 20:11:38
- Reporting Period:
- 2024-05-14
- Accepted Time:
- 2024-05-16 20:11:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1621832 | Aqua Metals Inc. | AQMS | Secondary Smelting & Refining Of Nonferrous Metals (3341) | 471169572 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1649322 | Stephen Cotton | 5370 Kietzke Ln Suite 201 Reno NV 89511 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-05-14 | 250,000 | $0.39 | 6,352,233 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Redeemable Common Stock Purchase Warrant | Acquisiton | 2024-05-14 | 250,000 | $0.01 | 250,000 | $0.39 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 250,000 | 2024-05-17 | 2029-05-17 | No | 4 | P | Direct |
Footnotes
- Includes 2,872,887 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.
Billionaire Hedge Funds
