Filing Details
- Accession Number:
- 0001179110-11-012168
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-12 20:15:04
- Reporting Period:
- 2011-08-10
- Filing Date:
- 2011-08-12
- Accepted Time:
- 2011-08-12 20:15:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
350868 | Iteris Inc. | ITI | Communications Equipment, Nec (3669) | 952588496 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1286290 | James Miele | 1700 Carnegie Ave, Suite 100 Santa Ana CA 92705 | Vp, Cfo & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-08-10 | 6,250 | $0.00 | 9,250 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-08-11 | 2,350 | $1.13 | 6,900 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2011-08-10 | 6,250 | $0.00 | 6,250 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
18,750 | 2011-08-10 | 2011-08-10 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of ITI common stock. On August 10, 2011, 6,250 of the reporting person's restricted stock units vested and the reporting person was issued 6,250 shares of ITI common stock.
- The shares were sold pursuant to a Rule 10b5-1 trading plan to cover certain tax obligations arising from the vesting of the restricted stock units.
- Includes 3,000 shares of common stock owned by the reporting person which was inadvertedly left out of the prior Form 4's filed on July 5, 2011 and July 27, 2011.