Filing Details
- Accession Number:
- 0001181431-11-045372
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-12 19:50:09
- Reporting Period:
- 2011-08-11
- Filing Date:
- 2011-08-12
- Accepted Time:
- 2011-08-12 19:50:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1133421 | Northrop Grumman Corp | NOC | Search, Detection, Navagation, Guidance, Aeronautical Sys (3812) | 954840775 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1493777 | E Thomas Vice | 1840 Century Park East Los Angeles CA 90067 | Corp Vp & Pres Tech Servs | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-08-11 | 9,843 | $35.92 | 95,123 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-08-11 | 9,843 | $50.11 | 85,280 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right-to-Buy) | Disposition | 2011-08-11 | 9,843 | $35.92 | 9,843 | $35.92 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2002-08-15 | 2011-08-15 | No | 4 | M | Direct |
Footnotes
- Total amount includes 13,318 unvested Restricted Performance Stock Rights ("RPSRs") granted under the 2001 Long-Term Incentive Stock Plan ("LTISP") on 2/17/09, with a valuation of performance measurement period ("measurement period") ending on 12/31/11; 11,286 unvested RPSRs granted under the LTISP on 2/16/10, with the measurement period ending on 12/31/12; 9,843 unvested RPSRs granted under the LTISP on 8/3/10, with a measurement period ending on 12/31/12; 10,111 unvested RPSRs granted under the LTISP on 2/15/11, with the measurement period ending on 12/31/13; 10,111 Restricted Stock Rights ("RSRs") granted under the LTISP on 2/15/11 and cliff vests 100% on the fourth anniversary from the grant date on 2/15/15; and 10,111 RSRs granted under the LTISP on 2/15/11 and cliff vests 100% on the fourth anniversary from the grant date on 2/15/15. Grants awarded pursuant to Rule 16b-3(d).