Filing Details

Accession Number:
0001181431-11-045372
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-12 19:50:09
Reporting Period:
2011-08-11
Filing Date:
2011-08-12
Accepted Time:
2011-08-12 19:50:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1133421 Northrop Grumman Corp NOC Search, Detection, Navagation, Guidance, Aeronautical Sys (3812) 954840775
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1493777 E Thomas Vice 1840 Century Park East
Los Angeles CA 90067
Corp Vp & Pres Tech Servs No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-08-11 9,843 $35.92 95,123 No 4 M Direct
Common Stock Disposition 2011-08-11 9,843 $50.11 85,280 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right-to-Buy) Disposition 2011-08-11 9,843 $35.92 9,843 $35.92
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2002-08-15 2011-08-15 No 4 M Direct
Footnotes
  1. Total amount includes 13,318 unvested Restricted Performance Stock Rights ("RPSRs") granted under the 2001 Long-Term Incentive Stock Plan ("LTISP") on 2/17/09, with a valuation of performance measurement period ("measurement period") ending on 12/31/11; 11,286 unvested RPSRs granted under the LTISP on 2/16/10, with the measurement period ending on 12/31/12; 9,843 unvested RPSRs granted under the LTISP on 8/3/10, with a measurement period ending on 12/31/12; 10,111 unvested RPSRs granted under the LTISP on 2/15/11, with the measurement period ending on 12/31/13; 10,111 Restricted Stock Rights ("RSRs") granted under the LTISP on 2/15/11 and cliff vests 100% on the fourth anniversary from the grant date on 2/15/15; and 10,111 RSRs granted under the LTISP on 2/15/11 and cliff vests 100% on the fourth anniversary from the grant date on 2/15/15. Grants awarded pursuant to Rule 16b-3(d).