Filing Details
- Accession Number:
- 0001181431-11-045370
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-12 19:44:51
- Reporting Period:
- 2010-11-30
- Filing Date:
- 2011-08-12
- Accepted Time:
- 2011-08-12 19:44:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1395942 | Kar Auction Services Inc. | KAR | Retail-Auto Dealers & Gasoline Stations (5500) | 208744739 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1182078 | P Jonathan Ward | C/O Kar Auction Services, Inc. 13085 Hamilton Crossing Blvd. Carmel IN 46032 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-11-30 | 50 | $12.02 | 50 | No | 4 | P | Indirect | Trustee |
Common Stock | Acquisiton | 2010-12-01 | 50 | $12.34 | 100 | No | 4 | P | Indirect | Trustee |
Common Stock | Acquisiton | 2010-12-16 | 50 | $13.24 | 150 | No | 4 | P | Indirect | Trustee |
Common Stock | Acquisiton | 2010-12-17 | 50 | $13.36 | 200 | No | 4 | P | Indirect | Trustee |
Common Stock | Acquisiton | 2011-02-07 | 25 | $14.87 | 225 | No | 4 | P | Indirect | Trustee |
Common Stock | Acquisiton | 2011-02-25 | 50 | $14.76 | 275 | No | 4 | P | Indirect | Trustee |
Common Stock | Disposition | 2011-08-10 | 50 | $14.09 | 225 | No | 4 | S | Indirect | Trustee |
Common Stock | Disposition | 2011-08-11 | 225 | $14.09 | 0 | No | 4 | S | Indirect | Trustee |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Trustee |
No | 4 | P | Indirect | Trustee |
No | 4 | P | Indirect | Trustee |
No | 4 | P | Indirect | Trustee |
No | 4 | P | Indirect | Trustee |
No | 4 | P | Indirect | Trustee |
No | 4 | S | Indirect | Trustee |
No | 4 | S | Indirect | Trustee |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 7,572 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Stock | $0.00 | 3,887 | 3,887 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
3,887 | 3,887 | Direct |
Footnotes
- The phantom stock will convert into shares of KAR common stock on a one-for-one basis.
- Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. Shares of restricted stock were granted on May 12, 2011 at a price of $19.30 per share and will be settled only for shares of KAR common stock on a one-for-one basis. These 3,887 shares of restricted stock were granted pursuant to the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan and one-fourth of the grant vests every three months from the date of grant (May 12, 2011) and such grant is subject to forfeiture until vested.
- The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him pursuant to the deferred compensation plan.