Filing Details
- Accession Number:
- 0001225208-11-019836
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-12 18:12:37
- Reporting Period:
- 2011-08-10
- Filing Date:
- 2011-08-12
- Accepted Time:
- 2011-08-12 18:12:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
19617 | J P Morgan Chase & Co | JPM | National Commercial Banks (6021) | 132624428 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1185064 | S James Crown | Jpmorgan Chase &Amp; Co. 270 Park Avenue New York NY 10017-2070 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-08-11 | 176,609 | $35.08 | 559,705 | No | 4 | P | Indirect | By Partnership (Crown Fund II) |
Common Stock | Acquisiton | 2011-08-10 | 3,500 | $34.50 | 10,803 | No | 4 | P | Indirect | By Spouse |
Common Stock | Acquisiton | 2011-08-10 | 3,500 | $34.50 | 16,571 | No | 4 | P | Indirect | By Trust for child (HCC Trust) |
Common Stock | Acquisiton | 2011-08-10 | 3,500 | $34.50 | 3,500 | No | 4 | P | Indirect | By Trust for child (SOHC Trust) |
Common Stock | Acquisiton | 2011-08-10 | 3,500 | $34.50 | 12,256 | No | 4 | P | Indirect | By Trust for child (VSC Trust) |
Common Stock | Acquisiton | 2011-08-10 | 3,500 | $34.50 | 5,813 | No | 4 | P | Indirect | By Trust for child (WAHC Trust) |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Partnership (Crown Fund II) |
No | 4 | P | Indirect | By Spouse |
No | 4 | P | Indirect | By Trust for child (HCC Trust) |
No | 4 | P | Indirect | By Trust for child (SOHC Trust) |
No | 4 | P | Indirect | By Trust for child (VSC Trust) |
No | 4 | P | Indirect | By Trust for child (WAHC Trust) |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 235,142 | Direct | |
Common Stock | 8,872 | Indirect | By IRA |
Common Stock | 1,547,123 | Indirect | By Partnership (Areljay) |
Common Stock | 2,884,154 | Indirect | By Partnership (Henry Crown & Co) |
Common Stock | 6,019,813 | Indirect | By Partnership (The Crown Fund) |
Common Stock | 1,570 | Indirect | By Spouse's IRA |
Common Stock | 168,305 | Indirect | By Trust (Crown) |
Footnotes
- The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- Includes shares acquired prior to the date that an affiliate of the reporting person became Trustee of the Trust(s).