Filing Details
- Accession Number:
- 0001437749-24-016720
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-05-14 17:28:36
- Reporting Period:
- 2024-05-13
- Accepted Time:
- 2024-05-14 17:28:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1754226 | Orange County Bancorp Inc. | OBT | State Commercial Banks (6022) | 261135778 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1875279 | Gregory Sousa | 212 Dolson Avenue Middletown NY 10940 | Evp And Deputy Clo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2024-05-13 | 15 | $50.49 | 5,775 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-05-13 | 100 | $50.02 | 5,675 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-05-13 | 106 | $49.50 | 5,569 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-05-14 | 12 | $49.50 | 5,557 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,530 | Indirect | By 401(k) |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Phantom Stock | $0.00 | 1,174 | 1,174 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 1,174 | 1,174 | Direct |
Footnotes
- Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022.
- Includes restricted stock units which vest at a rate of 1/3 per year commencing on February 15, 2023.
- Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024.
- Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 21, 2025.
- Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- Represents deemed investments in connection with the Performance-Based SERP. Phantom stock interests under the Performance-Based SERP may be settled in shares of Company stock upon distribution to the reporting person, based on their prior election.
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