Filing Details

Accession Number:
0001209191-11-043981
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-12 16:06:01
Reporting Period:
2011-08-12
Filing Date:
2011-08-12
Accepted Time:
2011-08-12 16:06:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1123270 Bank Mutual Corp BKMU Savings Institution, Federally Chartered (6035) 392004336
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185964 W Michael Dosland 4949 West Brown Deer Rd
Milwaukee WI 53223
Senior Vice President-Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-08-12 6,300 $3.04 32,300 No 4 P Indirect Held in IRA
Common Stock Acquisiton 2011-08-12 1,400 $3.05 5,500 No 4 P Indirect By wife in IRA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Held in IRA
No 4 P Indirect By wife in IRA
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 20,000 Direct
Common Stock 550 Indirect Held in ESOP
Common Stock 5,101 Indirect Held in 401(k)
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option to buy $12.03 2014-08-18 50,000 50,000 Direct
Common Stock Option to buy $5.05 2021-01-18 15,000 15,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-08-18 50,000 50,000 Direct
2021-01-18 15,000 15,000 Direct
Footnotes
  1. Held in the Bank Mutual Corpration ESOP Plan. The information presented is based on the Plan statement dated 12-31-2010.
  2. The number of shares is approximate because the 401(k) Plan is carried at market value rather than number of shares. The information presented is based on a Plan statement dated 3-11-2011.
  3. Stock option granted under the 2004 Stock Incentive Plan. The options (for 50,000 shares in the original grant) vest in annual installments of 20% each beginning August 18, 2009.
  4. Stock option granted under the 2004 Stock Incentive Plan. The options (15,000 in the original grant) vest in annual installments of 20% each beginning January 18, 2012.