Filing Details

Accession Number:
0000913760-24-000096
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-05-13 16:18:12
Reporting Period:
2024-05-09
Accepted Time:
2024-05-13 16:18:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
913760 Stonex Group Inc. SNEX Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 592921318
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1575484 Xuong Nguyen 230 South Lasalle
Suite 10-500
Chicago IL 60604
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-05-09 6,909 $30.00 87,725 No 4 M Direct
Common Stock Disposition 2024-05-09 6,909 $80.00 80,816 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2024-05-09 6,909 $0.00 6,909 $30.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
143,091 2021-12-05 2026-12-05 No 4 M Direct