Filing Details
- Accession Number:
- 0001718133-24-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-05-10 16:37:25
- Reporting Period:
- 2024-05-09
- Accepted Time:
- 2024-05-10 16:37:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1703079 | Xai Octagon Floating Rate & Alternative Income Trust | XFLT | () | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1718133 | Yogi John Spence | 321 N. Clark Street Chicago IL 60054 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares Of Beneficial Ownership | Acquisiton | 2024-05-09 | 3,417 | $7.13 | 23,951 | No | 4 | P | Indirect | XMS Holdings LLC |
| Common Shares Of Beneficial Ownership | Acquisiton | 2024-05-10 | 3,450 | $7.13 | 27,401 | No | 4 | P | Indirect | XMS Holdings LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | XMS Holdings LLC |
| No | 4 | P | Indirect | XMS Holdings LLC |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares Of Beneficial Ownership | 537,763 | Direct | |
| Common Shares Of Beneficial Ownership | 717 | Indirect | By Spouse |
| Common Shares Of Beneficial Ownership | 10,250 | Indirect | XA Investments LLC |
Footnotes
- Includes 1,207.18 shares acquired under the XFLT dividend reinvestment plan for XMS Holdings LLC
- Includes 3,744.21 shares acquired under the XFLT dividend reinvestment plan for John Yogi Spence
- Includes 42.141 shares acquired under the XFLT dividend reinvestment plan for spouse of John Yogi Spence
Billionaire Hedge Funds
