Filing Details
- Accession Number:
- 0001437749-24-015035
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-05-07 13:51:33
- Reporting Period:
- 2024-05-06
- Accepted Time:
- 2024-05-07 13:51:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1901637 | Uscb Financial Holdings Inc. | USCB | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1685230 | B. Robert Anderson | C/O Uscb Financial Holdings, Inc. 2301 N.w. 87Th Avenue Doral FL 33172 | Executive Vp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Voting Common Stock | Acquisiton | 2024-05-06 | 3,000 | $11.91 | 71,408 | No | 4 | P | Direct | |
Class A Voting Common Stock | Acquisiton | 2024-05-07 | 3,000 | $12.38 | 74,408 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Voting Common Stock | Options to Purchase Class A Voting Common Stock | $8.75 | 2021-09-10 | 2030-09-10 | 30,000 | 30,000 | Direct |
Class A Voting Common Stock | Options to Purchase Class A Voting | $12.05 | 2022-09-27 | 2031-09-27 | 60,000 | 60,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2030-09-10 | 30,000 | 30,000 | Direct |
2031-09-27 | 60,000 | 60,000 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $11.47 to $11.99, inclusive. The reporting person undertakes to provide to USCB Financial Holdings, Inc. ("USCB"), any securities holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $12.12 to $12.45, inclusive. The reporting person undertakes to provide to USCB, any securities holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- Includes 4,127 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 1/22/2024, and 5,367 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 3/8/2023.
- The options vested at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 9/10/2020.
- The options vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 9/27/2021.