Filing Details

Accession Number:
0001758766-24-000092
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-05-07 07:49:56
Reporting Period:
2024-05-02
Accepted Time:
2024-05-07 07:49:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1758766 Stem Inc. STEM () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1434884 Eugene John Carrington 100 California Street
14Th Floor
San Francisco CA 94111
Ceo And Director Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.0001 Per Share Disposition 2024-05-02 194,171 $1.85 506,585 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs reported in the Form 4 filed on April 30, 2024. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.