Filing Details
- Accession Number:
- 0001822966-24-000060
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-05-06 18:37:25
- Reporting Period:
- 2024-05-02
- Accepted Time:
- 2024-05-06 18:37:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1822966 | Nuscale Power Corp | SMR | Fabricated Plate Work (Boiler Shops) (3443) | 852715384 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1912965 | Jr N Jose Reyes | 12725 Sw 66Th Avenue, Suite 107 Portland OR 97223 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2024-05-02 | 32,680 | $0.00 | 494,082 | No | 4 | M | Indirect | By Jose N. Reyes, Jr. Trust, dated August 2, 2021 |
| Class A Common Stock | Disposition | 2024-05-03 | 15,776 | $6.04 | 478,306 | No | 4 | S | Indirect | By Jose N. Reyes, Jr. Trust, dated August 2, 2021 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | By Jose N. Reyes, Jr. Trust, dated August 2, 2021 |
| No | 4 | S | Indirect | By Jose N. Reyes, Jr. Trust, dated August 2, 2021 |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Restricted Stock Unit | Disposition | 2024-05-02 | 32,680 | $0.00 | 32,680 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 32,679 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.
- Restricted stock units convert into common stock on a one for one basis.
- On July 8, 2022, the reporting person was granted 98,039 restricted stock units, vesting in three equal installments beginning on May 2, 2023.
Billionaire Hedge Funds
