Filing Details
- Accession Number:
- 0001822966-24-000054
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-05-06 18:19:50
- Reporting Period:
- 2024-05-02
- Accepted Time:
- 2024-05-06 18:19:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1822966 | Nuscale Power Corp | SMR | Fabricated Plate Work (Boiler Shops) (3443) | 852715384 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1914614 | K Robert Temple | 12725 Sw 66Th Avenue, Suite 107 Portland OR 97223 | General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2024-05-02 | 32,680 | $0.00 | 51,733 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2024-05-03 | 8,873 | $6.04 | 42,860 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2024-05-06 | 23,806 | $6.07 | 19,054 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Restricted Stock Unit | Disposition | 2024-05-02 | 32,680 | $0.00 | 32,680 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 32,679 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.
- Transaction was made pursuant to Reporting Person's 10b5-1 Plan in place with Fidelity.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.83 to $6.29, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
- On July 8, 2022, the reporting person was granted 98,039 restricted stock units, vesting in three annual installments beginning on May 2, 2023.
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