Filing Details

Accession Number:
0001181431-11-045028
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-11 17:24:37
Reporting Period:
2011-08-09
Filing Date:
2011-08-11
Accepted Time:
2011-08-11 16:24:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1144354 Heartland Payment Systems Inc HPY Services-Business Services, Nec (7389) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1241677 H Robert Niehaus C/O Heartland Payment Systems, Inc.
90 Nassau Street
Princeton NJ 08542
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Disposition 2011-08-09 24,024 $20.09 0 No 4 S Indirect By self as vice president of the Robert and Kate Niehaus Foundation
Common Stock, Par Value $0.001 Per Share Disposition 2011-08-10 30,000 $19.86 0 No 4 S Indirect Robert H. Niehaus Roth IRA
Common Stock, Par Value $0.001 Per Share Disposition 2011-08-10 8,385 $19.51 0 No 4 S Indirect By self as president of the General Partner of the Niehaus Family Limited Partnership
Common Stock, Par Value $0.001 Per Share Disposition 2011-08-10 20,000 $19.42 174,215 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By self as vice president of the Robert and Kate Niehaus Foundation
No 4 S Indirect Robert H. Niehaus Roth IRA
No 4 S Indirect By self as president of the General Partner of the Niehaus Family Limited Partnership
No 4 S Direct
Footnotes
  1. Mr. Niehaus disclaims beneficial ownership of the shares except and to the extent of his pecuniary interest therein.
  2. Mr. Niehaus is the direct beneficial owner of 174,215 shares of common stock of Heartland Payment Systems, Inc. (the "Issuer") and has options to purchase 27,916 shares of the Issuer's common stock. Mr. Niehaus is also the indirect beneficial owner of 3,000 shares held by The John Robert Niehaus 1994 Trust, 3,000 shares held by The Peter Southworth Niehaus 1994 Trust and 3,000 shares held by The Ann Southworth Niehaus 1994 Trust. The beneficiary of such trusts are Mr. Niehaus's minor child. Mr. Niehaus disclaims beneficial ownership of the shares held by such trusts, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.