Filing Details
- Accession Number:
- 0001181431-11-045028
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-11 17:24:37
- Reporting Period:
- 2011-08-09
- Filing Date:
- 2011-08-11
- Accepted Time:
- 2011-08-11 16:24:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1144354 | Heartland Payment Systems Inc | HPY | Services-Business Services, Nec (7389) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1241677 | H Robert Niehaus | C/O Heartland Payment Systems, Inc. 90 Nassau Street Princeton NJ 08542 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Disposition | 2011-08-09 | 24,024 | $20.09 | 0 | No | 4 | S | Indirect | By self as vice president of the Robert and Kate Niehaus Foundation |
Common Stock, Par Value $0.001 Per Share | Disposition | 2011-08-10 | 30,000 | $19.86 | 0 | No | 4 | S | Indirect | Robert H. Niehaus Roth IRA |
Common Stock, Par Value $0.001 Per Share | Disposition | 2011-08-10 | 8,385 | $19.51 | 0 | No | 4 | S | Indirect | By self as president of the General Partner of the Niehaus Family Limited Partnership |
Common Stock, Par Value $0.001 Per Share | Disposition | 2011-08-10 | 20,000 | $19.42 | 174,215 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By self as vice president of the Robert and Kate Niehaus Foundation |
No | 4 | S | Indirect | Robert H. Niehaus Roth IRA |
No | 4 | S | Indirect | By self as president of the General Partner of the Niehaus Family Limited Partnership |
No | 4 | S | Direct |
Footnotes
- Mr. Niehaus disclaims beneficial ownership of the shares except and to the extent of his pecuniary interest therein.
- Mr. Niehaus is the direct beneficial owner of 174,215 shares of common stock of Heartland Payment Systems, Inc. (the "Issuer") and has options to purchase 27,916 shares of the Issuer's common stock. Mr. Niehaus is also the indirect beneficial owner of 3,000 shares held by The John Robert Niehaus 1994 Trust, 3,000 shares held by The Peter Southworth Niehaus 1994 Trust and 3,000 shares held by The Ann Southworth Niehaus 1994 Trust. The beneficiary of such trusts are Mr. Niehaus's minor child. Mr. Niehaus disclaims beneficial ownership of the shares held by such trusts, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.