Filing Details
- Accession Number:
- 0001321741-11-000012
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-11 15:29:05
- Reporting Period:
- 2011-08-09
- Filing Date:
- 2011-08-11
- Accepted Time:
- 2011-08-11 15:29:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1321741 | Gladstone Investment Corporation | GAIN | () | 830423116 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1238284 | Lee Terry Brubaker | 1521 Westbranch Drive Suite 200 Mclean VA 22102 | Coo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-08-09 | 500 | $6.98 | 29,410 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-08-11 | 9,500 | $6.80 | 19,910 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,228 | Indirect | By Spouse |
Billionaire Hedge Funds
