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Home > Insider Trading > Filing (0001127602-11-023370)

Filing Details

Accession Number:: 0001127602-11-023370
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-08-11 15:20:36
Reporting Period:: 2011-08-10

Filing Date:: 2011-08-11
Accepted Time:: 2011-08-11 15:20:36
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
72741	Northeast Utilities	NU	Electric Services (4911)	042147929

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1025745	H Richard Booth	C/O Northeast Utilities One Federal Street, Building 111-4 Springfield MA 01105		No	No	No	Yes

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Shares, $5.00 Par Value	Acquisiton	2011-08-10	2,500	$18.45	37,985	No	4	M	Direct
Common Shares, $5.00 Par Value	Disposition	2011-08-10	2,500	$31.66	35,485	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Shares, $5.00 Par Value	Employee Stock Option (Right to Buy)	Disposition	2011-08-10	2,500	$0.00	2,500	$18.45

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2003-02-26	2012-02-26	No	4	M	Direct

Footnotes

The option exercised to purchase 2,500 common shares was granted on February 26, 2002, and vested 50% on the grant date and 50% on February 26, 2003.
Includes: (i) restricted share units plus dividend equivalents thereon; and (ii) common shares plus dividend equivalents thereon, the receipt of all of which has been deferred.