Filing Details
- Accession Number:
- 0001127602-24-014041
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-05-02 21:36:52
- Reporting Period:
- 2024-05-01
- Accepted Time:
- 2024-05-02 21:36:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101382 | Umb Financial Corp | UMBF | National Commercial Banks (6021) | 430903811 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1229109 | Mariner J Kemper | 1010 Grand Blvd. Kansas City MO 64106 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2024-05-01 | 200 | $80.61 | 1,724,506 | No | 4 | S | Indirect | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Disposition | 2024-05-01 | 100 | $80.62 | 1,724,406 | No | 4 | S | Indirect | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Disposition | 2024-05-01 | 245 | $80.65 | 1,724,161 | No | 4 | S | Indirect | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Disposition | 2024-05-01 | 382 | $80.68 | 1,723,779 | No | 4 | S | Indirect | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Disposition | 2024-05-01 | 370 | $80.69 | 1,723,409 | No | 4 | S | Indirect | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Disposition | 2024-05-01 | 150 | $80.74 | 1,723,259 | No | 4 | S | Indirect | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Disposition | 2024-05-01 | 55 | $80.76 | 1,723,204 | No | 4 | S | Indirect | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Disposition | 2024-05-01 | 100 | $80.81 | 1,723,104 | No | 4 | S | Indirect | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Disposition | 2024-05-01 | 400 | $80.82 | 1,722,704 | No | 4 | S | Indirect | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Disposition | 2024-05-01 | 300 | $80.82 | 1,722,404 | No | 4 | S | Indirect | By Trust - RC Kemper Irrevocable Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Trust - RC Kemper Irrevocable Trust |
| No | 4 | S | Indirect | By Trust - RC Kemper Irrevocable Trust |
| No | 4 | S | Indirect | By Trust - RC Kemper Irrevocable Trust |
| No | 4 | S | Indirect | By Trust - RC Kemper Irrevocable Trust |
| No | 4 | S | Indirect | By Trust - RC Kemper Irrevocable Trust |
| No | 4 | S | Indirect | By Trust - RC Kemper Irrevocable Trust |
| No | 4 | S | Indirect | By Trust - RC Kemper Irrevocable Trust |
| No | 4 | S | Indirect | By Trust - RC Kemper Irrevocable Trust |
| No | 4 | S | Indirect | By Trust - RC Kemper Irrevocable Trust |
| No | 4 | S | Indirect | By Trust - RC Kemper Irrevocable Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 257,796 | Direct | |
| Common Stock | 1,000 | Indirect | By Daughter - Custodial Brokerage Account |
| Common Stock | 2,281 | Indirect | By Esop |
| Common Stock | 1,000 | Indirect | By Son - Custodial Brokerage Account |
| Common Stock | 22,460 | Indirect | By Trust - TUW RC Kemper For John Mariner |
| Common Stock | 12,558 | Indirect | By Trust: Mary S Hunt Trust |
| Common Stock | 290,397 | Indirect | Held by Kemper Realty |
| Common Stock | 395,989 | Indirect | Held by Pioneer Service Corporation |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $75.25 | 2019-02-02 | 2027-02-02 | 27,964 | 27,964 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2027-02-02 | 27,964 | 27,964 | Direct |
Footnotes
- Options will vest 50% on 2/2/2019, 75% on 2/2/2020, and 100% on 2/2/2021.
Billionaire Hedge Funds
