Filing Details
- Accession Number:
- 0001683168-24-002941
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-05-02 20:21:12
- Reporting Period:
- 2024-04-30
- Accepted Time:
- 2024-05-02 20:21:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
704562 | Avid Bioservices Inc. | CDMO | Pharmaceutical Preparations (2834) | 953698422 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1976193 | A. Richard Richieri | 14191 Myford Road Tustin CA 92780 | Chief Operations Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value | Disposition | 2024-04-30 | 1,005 | $7.40 | 27,132 | No | 4 | S | Direct | |
Common Stock, $0.001 Par Value | Disposition | 2024-04-30 | 109 | $7.40 | 5,353 | No | 4 | S | Indirect | By Spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Spouse |
Footnotes
- Represents the shares sold by the reporting person and/or the reporting person's spouse pursuant to a contractual election to satisfy tax withholding obligations in connection with the release of restricted stock units ("RSUs") which vested on April 9, 2024. This sale does not represent a discretionary trade by the reporting person and/or the reporting person's spouse . For further information regarding the RSUs vested on April 9, 2024, refer to footnotes 2, 3 and 4 of the reporting person's Form 4 filed with the SEC on April 11, 2024.
- Represents a weighted average sales price per share. These shares were sold at prices ranging from $7.36 to $7.40. The reporting person has provided to the Issuer, and hereby undertakes to provide the SEC staff or a security holder of the Issuer, upon request, information regarding the number of shares sold at each respective price within the range set forth in this footnote.