Filing Details

Accession Number:
0001127602-11-023358
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-11 13:40:01
Reporting Period:
2011-08-10
Filing Date:
2011-08-11
Accepted Time:
2011-08-11 13:40:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1051741 First Niagara Financial Group Inc FNFG Savings Institutions, Not Federally Chartered (6036) 161545669
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1490877 Oliver Sommer 726 Exchange Street
Suite 618
Buffalo NY 14210
Evp, Corporate Development No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-08-10 1,297 $10.15 24,408 No 4 P Direct
Common Stock Acquisiton 2011-08-10 203 $10.15 24,611 No 4 P Direct
Common Stock Acquisiton 2011-08-10 3,000 $10.44 27,611 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,485 Indirect By 401k
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non-qualified Stock Option (Right to Buy) $13.90 2011-04-30 2020-04-30 27,100 27,100 Direct
Common Stock Non-qualified Stock Option (Right to Buy) $13.79 2012-01-24 2021-01-24 31,260 31,260 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-04-30 27,100 27,100 Direct
2021-01-24 31,260 31,260 Direct