Filing Details
- Accession Number:
- 0001127602-11-023358
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-11 13:40:01
- Reporting Period:
- 2011-08-10
- Filing Date:
- 2011-08-11
- Accepted Time:
- 2011-08-11 13:40:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1051741 | First Niagara Financial Group Inc | FNFG | Savings Institutions, Not Federally Chartered (6036) | 161545669 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1490877 | Oliver Sommer | 726 Exchange Street Suite 618 Buffalo NY 14210 | Evp, Corporate Development | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-08-10 | 1,297 | $10.15 | 24,408 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-08-10 | 203 | $10.15 | 24,611 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-08-10 | 3,000 | $10.44 | 27,611 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,485 | Indirect | By 401k |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Non-qualified Stock Option (Right to Buy) | $13.90 | 2011-04-30 | 2020-04-30 | 27,100 | 27,100 | Direct |
Common Stock | Non-qualified Stock Option (Right to Buy) | $13.79 | 2012-01-24 | 2021-01-24 | 31,260 | 31,260 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2020-04-30 | 27,100 | 27,100 | Direct |
2021-01-24 | 31,260 | 31,260 | Direct |