Filing Details
- Accession Number:
- 0001140361-11-041124
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-11 13:16:04
- Reporting Period:
- 2011-08-10
- Filing Date:
- 2011-08-11
- Accepted Time:
- 2011-08-11 13:16:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 917968 | Peets Coffee & Tea Inc | PEET | Miscellaneous Food Preparations & Kindred Products (2090) | 910863396 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1415859 | Kay Bogeajis | 1400 Park Avenue Emeryville CA 94608 | Vp Of Retail Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-08-10 | 3,334 | $28.41 | 3,334 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-08-10 | 1,375 | $23.57 | 4,709 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-08-10 | 1,607 | $26.34 | 6,316 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-08-10 | 2,450 | $39.51 | 8,766 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-08-10 | 7,391 | $58.10 | 1,375 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-08-10 | 1,375 | $58.74 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-08-10 | 3,334 | $0.00 | 3,334 | $28.41 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-08-10 | 1,375 | $0.00 | 1,375 | $23.57 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-08-10 | 1,607 | $0.00 | 1,607 | $26.34 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-08-10 | 2,450 | $0.00 | 2,450 | $39.51 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,000 | 2017-11-15 | No | 4 | M | Direct | |
| 1,375 | 2018-05-21 | No | 4 | M | Direct | |
| 3,216 | 2019-05-20 | No | 4 | M | Direct | |
| 7,350 | 2020-04-15 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- Represents weighted average sales price. The shares were sold at prices ranging from $57.48 to $58.47. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The option vests as to 20% on the one year anniversary of November 15, 2007 and in equal monthly installments thereafter over four years.
- The option vests 25% per year over 4 years beginning on May 21, 2008.
- The option vests 25% per year over 4 years beginning on May 20, 2009.
- The option vests 25% per year over 4 years beginning on April 15, 2010.
- Inapplicable.
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