Filing Details
- Accession Number:
- 0001628280-24-019355
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2024-04-30 16:18:31
- Reporting Period:
- 2024-04-18
- Accepted Time:
- 2024-04-30 16:18:31
- Original Submission Date:
- 2024-04-22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1289850 | Neurometrix Inc. | NURO | Surgical & Medical Instruments & Apparatus (3841) | 043308180 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1612424 | Joshua Horowitz | C/O Neurometrix, Inc. 4B Gill Street Woburn MA 01801 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2024-04-18 | 16,438 | $0.00 | 24,438 | No | 4 | A | Direct | |
Common Stock | Disposition | 2024-04-22 | 1,000 | $4.58 | 23,438 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 60,500 | Indirect | See footnote |
Footnotes
- Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs were issued to the Reporting Person as the initial grant to non-employee directors pursuant to the Issuer's policy for compensating non-employee directors for services to be rendered to the Issuer as a member of its Board of Directors. The RSUs vest in four equal quarterly installments beginning June 30, 2024, with full vesting to occur on the earlier of the date of the 2025 annual meeting of stockholders or a change in control of the Issuer, subject to the Reporting Person's continued service on the Board of Directors on such date.
- This amendment is being filed solely to correct an error on the original Form 4, filed on April 22, 2024 by the Reporting Person (the "Original Form 4"), pursuant to which the Original Form 4 did not report an inadvertent sale that occurred on April 22, 2024 of 1,000 shares of the Issuer's common stock (at $4.58 per share). The number of shares presented on this amendment to the Original Form 4 represents the current number of shares beneficially owned by the Reporting Person.
- Held by Palm Global Small Cap Master Fund LP Palm Management (US) LLC, as the investment manager of Palm Global Small Cap Master Fund LP ("Palm Global"), may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by Palm Global. Due to his positions with Palm Global and Palm Management (US) LLC, the Reporting Person may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by Palm Global Palm Management (US) LLC and the Reporting Person expressly disclaim such beneficial ownership except to the extent of their pecuniary interest therein.