Filing Details

Accession Number:
0001628280-24-019355
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2024-04-30 16:18:31
Reporting Period:
2024-04-18
Accepted Time:
2024-04-30 16:18:31
Original Submission Date:
2024-04-22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1289850 Neurometrix Inc. NURO Surgical & Medical Instruments & Apparatus (3841) 043308180
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1612424 Joshua Horowitz C/O Neurometrix, Inc.
4B Gill Street
Woburn MA 01801
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-04-18 16,438 $0.00 24,438 No 4 A Direct
Common Stock Disposition 2024-04-22 1,000 $4.58 23,438 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 60,500 Indirect See footnote
Footnotes
  1. Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs were issued to the Reporting Person as the initial grant to non-employee directors pursuant to the Issuer's policy for compensating non-employee directors for services to be rendered to the Issuer as a member of its Board of Directors. The RSUs vest in four equal quarterly installments beginning June 30, 2024, with full vesting to occur on the earlier of the date of the 2025 annual meeting of stockholders or a change in control of the Issuer, subject to the Reporting Person's continued service on the Board of Directors on such date.
  2. This amendment is being filed solely to correct an error on the original Form 4, filed on April 22, 2024 by the Reporting Person (the "Original Form 4"), pursuant to which the Original Form 4 did not report an inadvertent sale that occurred on April 22, 2024 of 1,000 shares of the Issuer's common stock (at $4.58 per share). The number of shares presented on this amendment to the Original Form 4 represents the current number of shares beneficially owned by the Reporting Person.
  3. Held by Palm Global Small Cap Master Fund LP Palm Management (US) LLC, as the investment manager of Palm Global Small Cap Master Fund LP ("Palm Global"), may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by Palm Global. Due to his positions with Palm Global and Palm Management (US) LLC, the Reporting Person may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by Palm Global Palm Management (US) LLC and the Reporting Person expressly disclaim such beneficial ownership except to the extent of their pecuniary interest therein.