Filing Details

Accession Number:
0001140361-11-041033
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-10 21:13:30
Reporting Period:
2011-08-08
Filing Date:
2011-08-10
Accepted Time:
2011-08-10 21:13:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1060822 Carters Inc CRI Apparel & Other Finishd Prods Of Fabrics & Similar Matl (2300) 133912933
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1312988 Berkshire Partners Llc 200 Clarendon Street
35Th Floor
Boston MA 02116
No No Yes No
1374108 L.p. Vii-A Fund Berkshire C/O Berkshire Partners Llc
200 Clarendon Street, 35Th Floor
Boston MA 02116
No No Yes No
1374109 L.p. Vii Fund Berkshire C/O Berkshire Partners Llc
200 Clarendon Street, 35Th Floor
Boston MA 02116
No No Yes No
1501625 Stockbridge Fund, L.p. C/O Berkshire Partners Llc
200 Clarendon Street, 35Th Floor
Boston MA 02116
No No Yes No
1505181 Seventh Berkshire Associates Llc C/O Berkshire Partners Llc
200 Clarendon Street, 35Th Floor
Boston MA 02116
No No Yes No
1505183 Stockbridge Partners Llc C/O Berkshire Partners Llc
200 Clarendon Street, 35Th Floor
Boston MA 02116
No No Yes No
1505184 Berkshire Investors Iii Llc C/O Berkshire Partners Llc
200 Clarendon Street, 35Th Floor
Boston MA 02116
No No Yes No
1505185 Berkshire Investors Iv Llc C/O Berkshire Partners Llc
200 Clarendon Street, 35Th Floor
Boston MA 02116
No No Yes No
1505316 Stockbridge Associates Llc 200 Clarendon Street
35Th Floor
Boston MA 02116
No No Yes No
1506763 Stockbridge Fund M, L.p. 200 Clarendon Street
35Th Floor
Boston MA 02116
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-08-08 486,876 $29.47 7,159,081 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2011-08-08 34,965 $29.47 140,240 No 4 P Direct
Common Stock Acquisiton 2011-08-08 11,000 $29.47 64,599 No 4 P Direct
Common Stock Acquisiton 2011-08-08 10,234 $29.88 7,169,315 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2011-08-08 735 $29.88 140,975 No 4 P Direct
Common Stock Acquisiton 2011-08-08 231 $29.88 64,830 No 4 P Direct
Common Stock Acquisiton 2011-08-09 325,873 $29.05 7,495,188 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2011-08-09 23,053 $29.05 164,028 No 4 P Direct
Common Stock Acquisiton 2011-08-09 7,274 $29.05 72,104 No 4 P Direct
Common Stock Acquisiton 2011-08-10 237,037 $29.42 7,732,225 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2011-08-10 16,684 $29.42 180,712 No 4 P Direct
Common Stock Acquisiton 2011-08-10 5,336 $29.42 77,440 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnotes
No 4 P Direct
No 4 P Direct
No 4 P Indirect See Footnotes
No 4 P Direct
No 4 P Direct
No 4 P Indirect See Footnotes
No 4 P Direct
No 4 P Direct
No 4 P Indirect See Footnotes
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 828,019 Direct
Common Stock 144,296 Direct
Common Stock 6,944 Direct
Common Stock 72,355 Direct
Common Stock 22,682 Direct
Footnotes
  1. The number of securities reported represents an aggregate number of shares purchased in multiple open market transactions over a range of purchase prices. The price reported represents the weighted average price. The applicable Reporting Person undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares purchased by such Reporting Person at each separate price within the range.
  2. Purchase prices range from $28.82 to $29.81 per share, inclusive.
  3. Purchase prices range from $29.82 to $30.00 per share, inclusive.
  4. Purchase prices range from $28.35 to $29.25 per share, inclusive.
  5. Purchase prices range from $29.05 to $29.67 per share, inclusive.
  6. Represents shares held indirectly by Berkshire Partners LLC ("Berkshire Partners"), Seventh Berkshire Associates LLC ("7BA") and Stockbridge Partners LLC ("Stockbridge Partners"). Berkshire Fund VII, L.P. ("Fund VII") acquired 410,190 shares through a wholly owned subsidiary for a total ownership of 5,809,626 shares. Berkshire Fund VII-A, L.P. ("Fund VII-A") acquired 76,686 shares through a wholly owned subsidiary for a total ownership of 1,086,126 shares. Stockbridge Partners has a total ownership of 263,329 shares on behalf of a managed account.
  7. 7BA is the sole general partner of Fund VII and Fund VII-A. Berkshire Partners, 7BA and Stockbridge Partners are under common control and may be deemed to be, but do not admit to being, a group for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934. Each of Berkshire Partners, 7BA and Stockbridge Partners disclaims beneficial ownership of any securities except to the extent of its pecuniary interest therein.
  8. Represents shares held directly by Berkshire Investors IV LLC ("Investors IV"). Investors IV may be deemed to be, but does not admit to being, a member of a group holding over 10% of the outstanding common stock of the Issuer for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934.
  9. Represents shares held directly by Berkshire Investors III LLC ("Investors III"). Investors III may be deemed to be, but does not admit to being, a member of a group holding over 10% of the outstanding common stock of the Issuer for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934.
  10. Represents shares held indirectly by Berkshire Partners, 7BA and Stockbridge Partners. Fund VII acquired 8,622 shares through a wholly owned subsidiary for a total ownership of 5,818,248 shares. Fund VII-A acquired 1,612 shares through a wholly owned subsidiary for a total ownership of 1,087,738 shares. Stockbridge Partners has a total ownership of 263,329 shares on behalf of a managed account.
  11. Represents shares held indirectly by Berkshire Partners, 7BA and Stockbridge Partners. Fund VII acquired 274,545 shares through a wholly owned subsidiary for a total ownership of 6,092,793 shares. Fund VII-A acquired 51,328 shares through a wholly owned subsidiary for a total ownership of 1,139,066 shares. Stockbridge Partners has a total ownership of 263,329 shares on behalf of a managed account.
  12. Represents shares held indirectly by Berkshire Partners, 7BA and Stockbridge Partners. Fund VII acquired 199,703 shares through a wholly owned subsidiary for a total ownership of 6,292,496 shares. Fund VII-A acquired 37,334 shares through a wholly owned subsidiary for a total ownership of 1,176,400 shares. Stockbridge Partners has a total ownership of 263,329 shares on behalf of a managed account.
  13. Represents shares held directly by Stockbridge Fund, L.P. ("Stockbridge Fund"). Stockbridge Associates LLC ("SA LLC") is the sole general partner of Stockbridge Fund. SA LLC disclaims beneficial ownership of such shares of common stock except to the extent of its pecuniary interest therein. Stockbridge Fund and SA LLC may be deemed to be, but do not admit to being, a member of a group holding over 10% of the outstanding common stock of the Issuer for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934.
  14. Represents shares held directly by Stockbridge Fund M, L.P. ("Stockbridge M"). SA LLC is the sole general partner of Stockbridge M. SA LLC disclaims beneficial ownership of such shares of common stock except to the extent of its pecuniary interest therein. Stockbridge M and SA LLC may be deemed to be, but do not admit to being, a member of a group holding over 10% of the outstanding common stock of the Issuer for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934.
  15. Represents shares held directly by Stockbridge Absolute Return Fund, L.P. ("Stockbridge Absolute"). SA LLC is the sole general partner of Stockbridge Absolute. SA LLC disclaims beneficial ownership of such shares of common stock except to the extent of its pecuniary interest therein. Stockbridge Absolute and SA LLC may be deemed to be, but do not admit to being, a member of a group holding over 10% of the outstanding common stock of the Issuer for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934.
  16. Represents shares held directly by Stockbridge Master Fund (OS), L.P. ("Master Fund"). SA LLC is the sole general partner of Master Fund. SA LLC disclaims beneficial ownership of such shares of common stock except to the extent of its pecuniary interest therein. Master Fund and SA LLC may be deemed to be, but do not admit to being, a member of a group holding over 10% of the outstanding common stock of the Issuer for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934.
  17. Represents shares held directly by Berkshire Partners.