Filing Details
- Accession Number:
- 0001140361-11-041033
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-10 21:13:30
- Reporting Period:
- 2011-08-08
- Filing Date:
- 2011-08-10
- Accepted Time:
- 2011-08-10 21:13:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1060822 | Carters Inc | CRI | Apparel & Other Finishd Prods Of Fabrics & Similar Matl (2300) | 133912933 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1312988 | Berkshire Partners Llc | 200 Clarendon Street 35Th Floor Boston MA 02116 | No | No | Yes | No | |
1374108 | L.p. Vii-A Fund Berkshire | C/O Berkshire Partners Llc 200 Clarendon Street, 35Th Floor Boston MA 02116 | No | No | Yes | No | |
1374109 | L.p. Vii Fund Berkshire | C/O Berkshire Partners Llc 200 Clarendon Street, 35Th Floor Boston MA 02116 | No | No | Yes | No | |
1501625 | Stockbridge Fund, L.p. | C/O Berkshire Partners Llc 200 Clarendon Street, 35Th Floor Boston MA 02116 | No | No | Yes | No | |
1505181 | Seventh Berkshire Associates Llc | C/O Berkshire Partners Llc 200 Clarendon Street, 35Th Floor Boston MA 02116 | No | No | Yes | No | |
1505183 | Stockbridge Partners Llc | C/O Berkshire Partners Llc 200 Clarendon Street, 35Th Floor Boston MA 02116 | No | No | Yes | No | |
1505184 | Berkshire Investors Iii Llc | C/O Berkshire Partners Llc 200 Clarendon Street, 35Th Floor Boston MA 02116 | No | No | Yes | No | |
1505185 | Berkshire Investors Iv Llc | C/O Berkshire Partners Llc 200 Clarendon Street, 35Th Floor Boston MA 02116 | No | No | Yes | No | |
1505316 | Stockbridge Associates Llc | 200 Clarendon Street 35Th Floor Boston MA 02116 | No | No | Yes | No | |
1506763 | Stockbridge Fund M, L.p. | 200 Clarendon Street 35Th Floor Boston MA 02116 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-08-08 | 486,876 | $29.47 | 7,159,081 | No | 4 | P | Indirect | See Footnotes |
Common Stock | Acquisiton | 2011-08-08 | 34,965 | $29.47 | 140,240 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-08-08 | 11,000 | $29.47 | 64,599 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-08-08 | 10,234 | $29.88 | 7,169,315 | No | 4 | P | Indirect | See Footnotes |
Common Stock | Acquisiton | 2011-08-08 | 735 | $29.88 | 140,975 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-08-08 | 231 | $29.88 | 64,830 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-08-09 | 325,873 | $29.05 | 7,495,188 | No | 4 | P | Indirect | See Footnotes |
Common Stock | Acquisiton | 2011-08-09 | 23,053 | $29.05 | 164,028 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-08-09 | 7,274 | $29.05 | 72,104 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-08-10 | 237,037 | $29.42 | 7,732,225 | No | 4 | P | Indirect | See Footnotes |
Common Stock | Acquisiton | 2011-08-10 | 16,684 | $29.42 | 180,712 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-08-10 | 5,336 | $29.42 | 77,440 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 828,019 | Direct | |
Common Stock | 144,296 | Direct | |
Common Stock | 6,944 | Direct | |
Common Stock | 72,355 | Direct | |
Common Stock | 22,682 | Direct |
Footnotes
- The number of securities reported represents an aggregate number of shares purchased in multiple open market transactions over a range of purchase prices. The price reported represents the weighted average price. The applicable Reporting Person undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares purchased by such Reporting Person at each separate price within the range.
- Purchase prices range from $28.82 to $29.81 per share, inclusive.
- Purchase prices range from $29.82 to $30.00 per share, inclusive.
- Purchase prices range from $28.35 to $29.25 per share, inclusive.
- Purchase prices range from $29.05 to $29.67 per share, inclusive.
- Represents shares held indirectly by Berkshire Partners LLC ("Berkshire Partners"), Seventh Berkshire Associates LLC ("7BA") and Stockbridge Partners LLC ("Stockbridge Partners"). Berkshire Fund VII, L.P. ("Fund VII") acquired 410,190 shares through a wholly owned subsidiary for a total ownership of 5,809,626 shares. Berkshire Fund VII-A, L.P. ("Fund VII-A") acquired 76,686 shares through a wholly owned subsidiary for a total ownership of 1,086,126 shares. Stockbridge Partners has a total ownership of 263,329 shares on behalf of a managed account.
- 7BA is the sole general partner of Fund VII and Fund VII-A. Berkshire Partners, 7BA and Stockbridge Partners are under common control and may be deemed to be, but do not admit to being, a group for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934. Each of Berkshire Partners, 7BA and Stockbridge Partners disclaims beneficial ownership of any securities except to the extent of its pecuniary interest therein.
- Represents shares held directly by Berkshire Investors IV LLC ("Investors IV"). Investors IV may be deemed to be, but does not admit to being, a member of a group holding over 10% of the outstanding common stock of the Issuer for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934.
- Represents shares held directly by Berkshire Investors III LLC ("Investors III"). Investors III may be deemed to be, but does not admit to being, a member of a group holding over 10% of the outstanding common stock of the Issuer for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934.
- Represents shares held indirectly by Berkshire Partners, 7BA and Stockbridge Partners. Fund VII acquired 8,622 shares through a wholly owned subsidiary for a total ownership of 5,818,248 shares. Fund VII-A acquired 1,612 shares through a wholly owned subsidiary for a total ownership of 1,087,738 shares. Stockbridge Partners has a total ownership of 263,329 shares on behalf of a managed account.
- Represents shares held indirectly by Berkshire Partners, 7BA and Stockbridge Partners. Fund VII acquired 274,545 shares through a wholly owned subsidiary for a total ownership of 6,092,793 shares. Fund VII-A acquired 51,328 shares through a wholly owned subsidiary for a total ownership of 1,139,066 shares. Stockbridge Partners has a total ownership of 263,329 shares on behalf of a managed account.
- Represents shares held indirectly by Berkshire Partners, 7BA and Stockbridge Partners. Fund VII acquired 199,703 shares through a wholly owned subsidiary for a total ownership of 6,292,496 shares. Fund VII-A acquired 37,334 shares through a wholly owned subsidiary for a total ownership of 1,176,400 shares. Stockbridge Partners has a total ownership of 263,329 shares on behalf of a managed account.
- Represents shares held directly by Stockbridge Fund, L.P. ("Stockbridge Fund"). Stockbridge Associates LLC ("SA LLC") is the sole general partner of Stockbridge Fund. SA LLC disclaims beneficial ownership of such shares of common stock except to the extent of its pecuniary interest therein. Stockbridge Fund and SA LLC may be deemed to be, but do not admit to being, a member of a group holding over 10% of the outstanding common stock of the Issuer for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934.
- Represents shares held directly by Stockbridge Fund M, L.P. ("Stockbridge M"). SA LLC is the sole general partner of Stockbridge M. SA LLC disclaims beneficial ownership of such shares of common stock except to the extent of its pecuniary interest therein. Stockbridge M and SA LLC may be deemed to be, but do not admit to being, a member of a group holding over 10% of the outstanding common stock of the Issuer for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934.
- Represents shares held directly by Stockbridge Absolute Return Fund, L.P. ("Stockbridge Absolute"). SA LLC is the sole general partner of Stockbridge Absolute. SA LLC disclaims beneficial ownership of such shares of common stock except to the extent of its pecuniary interest therein. Stockbridge Absolute and SA LLC may be deemed to be, but do not admit to being, a member of a group holding over 10% of the outstanding common stock of the Issuer for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934.
- Represents shares held directly by Stockbridge Master Fund (OS), L.P. ("Master Fund"). SA LLC is the sole general partner of Master Fund. SA LLC disclaims beneficial ownership of such shares of common stock except to the extent of its pecuniary interest therein. Master Fund and SA LLC may be deemed to be, but do not admit to being, a member of a group holding over 10% of the outstanding common stock of the Issuer for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934.
- Represents shares held directly by Berkshire Partners.