Filing Details

Accession Number:
0001331520-24-000120
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-04-25 17:15:10
Reporting Period:
2024-04-23
Accepted Time:
2024-04-25 17:15:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1331520 Home Bancshares Inc HOMB State Commercial Banks (6022) 710682831
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1365237 Brian Davis P.o. Box 966
Conway AR 72033
Chief Financial Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-04-23 25,000 $16.86 114,192 No 4 M Direct
Common Stock Disposition 2024-04-23 17,072 $24.69 97,120 No 4 F Direct
Common Stock Acquisiton 2024-04-23 50,000 $18.46 147,120 No 4 M Direct
Common Stock Disposition 2024-04-23 37,384 $24.69 109,736 No 4 F Direct
Common Stock Disposition 2024-04-25 20,544 $24.52 89,192 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2024-04-23 25,000 $0.00 25,000 $16.86
Common Stock Performance Stock Option Disposition 2024-04-23 50,000 $0.00 50,000 $18.46
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2025-03-11 No 4 M Direct
50,000 2025-08-23 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock - Restricted Stock 6,000 Direct
Common Stock - Performance Based 6,667 Direct
Common Stock 2,749 Indirect By 401(k)
Common Stock 7,128 Indirect By IRA
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Performance Stock Option $23.32 2028-07-19 20,000 20,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2028-07-19 20,000 20,000 Direct
Footnotes
  1. The reporting person had 3,333 shares of restricted stock vest since the last filing.
  2. Restricted Stock granted on January 21, 2022 will vest in 33 1/3% installments over three years beginning on the first anniversary of the award date.
  3. Restricted Stock granted on January 20, 2023 will vest in 33 1/3% installments over three years beginning on the first anniversary of the award date.
  4. Restricted stock granted on January 19, 2024 will vest in 33 1/3% installments over three years beginning on the first anniversary of the award date.
  5. The Performance Stock awarded on July 19, 2018 will vest in 33 1/3% installments over three years beginning on the third annual anniversary of the date that the performance goal is met. The performance goal was met on March 31, 2021 and the stock began vesting on March 31, 2024.
  6. Includes 20.6041 shares acquired through the Home BancShares, Inc. 401(k) Plan since the last filing.
  7. The option is exercisable in five equal annual installments. The first installment becomes exercisable on March 12, 2016.
  8. Once the performance goal has been met, the Performance Stock Option awarded on August 24, 2015 is exercisable in seven equal annual installments beginning on the first annual anniversary of the award date. The performance goal was met on December 31, 2016. Therefore, the first installment became exercisable on August 24, 2016.
  9. The Performance Stock Option awarded on July 19, 2018 is exercisable in five equal annual installments beginning on the first annual anniversary of the date that the performance goal is met. The performance goal was met on March 31, 2021 and the stock options began vesting on March 31, 2022.