Filing Details
- Accession Number:
- 0001019056-24-000147
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-04-25 17:15:05
- Reporting Period:
- 2024-04-23
- Accepted Time:
- 2024-04-25 17:15:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1468666 | Secureworks Corp | SCWX | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1070170 | Neil Gagnon | 1370 Avenue Of The Americas 26Th Floor New York NY 10019 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.01 Par Value Per Share | Acquisiton | 2024-04-23 | 2,354 | $5.99 | 599,503 | No | 4 | P | Direct | |
Common Stock, $0.01 Par Value Per Share | Acquisiton | 2024-04-23 | 11,444 | $5.99 | 610,947 | No | 4 | P | Direct | |
Common Stock, $0.01 Par Value Per Share | Acquisiton | 2024-04-23 | 4,025 | $5.99 | 33,266 | No | 4 | P | Indirect | By self as Trustee of Gagnon Securities LLC Profit Sharing Plan |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | By self as Trustee of Gagnon Securities LLC Profit Sharing Plan |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.01 Par Value Per Share | 145,842 | Indirect | By Limited Partner of the Family Partnership |
Common Stock, $0.01 Par Value Per Share | 48,868 | Indirect | By Managing Member as General Partner of Darwin Partnership |
Common Stock, $0.01 Par Value Per Share | 744,444 | Indirect | By Managing Member as General Partner of Gagnon Investment Associates |
Footnotes
- These shares were purchased in multiple transactions at prices ranging from $5.9150 to $6.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.
- Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provides investment management services to investment vehicles and managed accounts (collectively, the "Accounts") and, as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any.