Filing Details
- Accession Number:
- 0001209191-11-043569
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-10 19:13:58
- Reporting Period:
- 2011-08-09
- Filing Date:
- 2011-08-10
- Accepted Time:
- 2011-08-10 19:13:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
851310 | Harmonic Inc | HLIT | Radio & Tv Broadcasting & Communications Equipment (3663) | 770201147 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1216448 | Patrick Harshman | 4300 North First Street San Jose CA 95134 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-08-09 | 600 | $5.05 | 177,816 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-08-09 | 1,280 | $5.06 | 179,096 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-08-09 | 3,200 | $5.07 | 182,296 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-08-09 | 3,500 | $5.08 | 185,796 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-08-09 | 6,100 | $5.09 | 191,896 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-08-09 | 5,320 | $5.10 | 197,216 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- These shares were acquired by Mr. Harshman in an open market purchase of Harmonic Inc. Common Stock.
- Includes 52,500 unvested shares which remain subject to Restricted Stock Units from the Restricted Stock Unit grant that was made to Mr. Harshman on 2/24/2009, previously identified on a Form 4 filed 2/26/2009.