Filing Details
- Accession Number:
- 0001112679-11-000070
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-10 18:18:16
- Reporting Period:
- 2011-08-08
- Filing Date:
- 2011-08-10
- Accepted Time:
- 2011-08-10 18:18:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1424454 | Rovi Corp | ROVI | Periodicals: Publishing Or Publishing & Printing (2721) | 261739297 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1112679 | Stephen Yu | C/O Rovi Corporation 2830 De La Cruz Blvd. Santa Clara CA 95050 | Evp & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-08-08 | 16,000 | $13.53 | 56,853 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-08-08 | 16,000 | $45.67 | 40,853 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-08-08 | 16,000 | $0.00 | 16,000 | $13.53 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-06-01 | No | 4 | M | Direct |
Footnotes
- Sold pursuant to Mr. Yu's 10b5-1 plan dated March 5, 2009.
- Shares sold on the Open Market are reported as an average sale price per share of $45.67; breakdown of shares sold and per share sale prices are as follows: 1,000 at $44.77; 2 at $44.82; 200 at $44.83; 611 at $44.85; 87 at $44.90; 100 at $44.92; 800 at $44.94; 200 at $44.95; 1,000 at $44.96.; 299 at $44.97; 100 at $44.99; 1,300 at $45.00; 300 at $45.01; 1 at $45.02; 1,000 at $45.03; 100 at $45.09; 499 at $45.10; 300 at $45.12; 101 at $45.16; 100 at $45.46; 400 at $45.48; 500 at $45.51; 140 at $45.70; 400 at $45.73; 160 at $45.74; 200 at $45.75; 100 at $45.78; 1,000 at $46.10; 1,000 at $46.70; 1,400 at $46.76; 2,300 at $46.77 and 300 at $46.78.
- Granted June 1, 2008; vests one-sixth (1/6) on the first anniversary of the date of grant, one-third (1/3) vesting in equal monthly increments over the second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.
Billionaire Hedge Funds
