Filing Details
- Accession Number:
- 0001950787-24-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-04-22 21:33:40
- Reporting Period:
- 2024-04-18
- Accepted Time:
- 2024-04-22 21:33:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 316709 | Schwab Charles Corp | SCHW | Security Brokers, Dealers & Flotation Companies (6211) | 943025021 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1950787 | Carolyn Schwab-Pomerantz | 3000 Schwab Way Westlake TX 76262 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-04-18 | 7,482 | $28.44 | 6,353 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-04-18 | 7,482 | $73.47 | 1,719,399 | No | 4 | S | Indirect | by Trust |
| Common Stock | Disposition | 2024-04-19 | 5,400 | $73.17 | 1,713,999 | No | 4 | S | Indirect | by Trust |
| Common Stock | Disposition | 2024-04-19 | 3,600 | $73.16 | 577,857 | No | 4 | S | Indirect | by Spouse as Trustee |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Indirect | by Trust |
| No | 4 | S | Indirect | by Trust |
| No | 4 | S | Indirect | by Spouse as Trustee |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2024-04-18 | 7,482 | $0.00 | 7,482 | $28.44 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-11-03 | 2024-11-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,798 | Indirect | by LLC |
Footnotes
- Reflects the contribution of 7,482 shares received upon exercise of the option to a revocable trust.
- The transaction was executed in multiple trades at prices ranging from $73.2701 to $73.585. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected.
- The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2023.
- The transaction was executed in multiple trades at prices ranging from $72.88 to $73.42. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $72.88 to $73.41. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected.
- The option was granted under the company's 2013 Stock Incentive Plan and vested in four annual installments beginning on November 3, 2015.
Billionaire Hedge Funds
