Filing Details
- Accession Number:
- 0000919574-24-002617
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-04-22 16:40:55
- Reporting Period:
- 2024-02-27
- Accepted Time:
- 2024-04-22 16:40:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1838128 | Lowell Farms Inc. | LOWLF | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1722739 | Beehouse, Llc | C/O Eisner Llp 152 W. 57Th Street, 48Th Floor New York NY 10019 | No | No | Yes | No | |
1860758 | Parker Gregory Heyman | C/O Eisner Llp 152 W. 57Th Street, 48Th Floor New York NY 10019 | No | No | Yes | No | |
1860869 | Beehouse Manager, Llc | C/O Eisner Llp 152 W. 57Th Street, 48Th Floor New York NY 10019 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Subordinate Voting Shares | Disposition | 2024-02-27 | 26,840 | $0.16 | 2,768,669 | No | 4 | S | Indirect | see footnote |
Subordinate Voting Shares | Disposition | 2024-02-28 | 30,000 | $0.16 | 2,738,669 | No | 4 | S | Indirect | see footnote |
Subordinate Voting Shares | Disposition | 2024-03-27 | 9,684 | $0.15 | 2,728,985 | No | 4 | S | Indirect | see footnote |
Subordinate Voting Shares | Disposition | 2024-03-28 | 61,289 | $0.13 | 2,667,696 | No | 4 | S | Indirect | see footnote |
Subordinate Voting Shares | Disposition | 2024-04-01 | 10,500 | $0.13 | 2,657,196 | No | 4 | S | Indirect | see footnote |
Subordinate Voting Shares | Disposition | 2024-04-03 | 55,000 | $0.13 | 2,602,196 | No | 4 | S | Indirect | see footnote |
Subordinate Voting Shares | Disposition | 2024-04-05 | 16,500 | $0.12 | 2,585,696 | No | 4 | S | Indirect | see footnote |
Subordinate Voting Shares | Disposition | 2024-04-08 | 197,000 | $0.14 | 2,388,696 | No | 4 | S | Indirect | see footnote |
Subordinate Voting Shares | Disposition | 2024-02-27 | 22,000 | $0.15 | 597,872 | No | 4 | S | Indirect | see footnote |
Subordinate Voting Shares | Disposition | 2024-03-04 | 1,500 | $0.15 | 596,372 | No | 4 | S | Indirect | see footnote |
Subordinate Voting Shares | Disposition | 2024-03-06 | 5,000 | $0.15 | 591,372 | No | 4 | S | Indirect | see footnote |
Subordinate Voting Shares | Disposition | 2024-03-12 | 20,000 | $0.15 | 571,372 | No | 4 | S | Indirect | see footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | see footnote |
No | 4 | S | Indirect | see footnote |
No | 4 | S | Indirect | see footnote |
No | 4 | S | Indirect | see footnote |
No | 4 | S | Indirect | see footnote |
No | 4 | S | Indirect | see footnote |
No | 4 | S | Indirect | see footnote |
No | 4 | S | Indirect | see footnote |
No | 4 | S | Indirect | see footnote |
No | 4 | S | Indirect | see footnote |
No | 4 | S | Indirect | see footnote |
No | 4 | S | Indirect | see footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Subordinate Voting Shares | 5,000 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $0.15 to $0.18. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- In August 2023, the Issuer effected a reverse stock split consolidating all of its shares on the basis of one post-consolidation share for every ten pre-consolidation shares, effective August 31, 2023.
- The Hacienda Company, LLC ("THC") and Beehouse Partners LP ("Beehouse Partners") are the record holders of the reported shares. Beehouse, LLC is the investment manager of two funds that collectively own a majority interest in THC, and is also the investment manager of Beehouse Partners. Gregory P. Heyman is the sole and managing member of Beehouse Manager, LLC, which is the manager of Beehouse, LLC. Each of Mr. Heyman, Beehouse, LLC, and Beehouse Manager, LLC disclaims beneficial ownership of the reported shares except to the extent of his or its pecuniary interest therein.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $0.16 to $0.18. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $0.152 to $0.155. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $0.125 to $0.1511. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $0.12 to $0.13. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $0.12 to $0.124. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $0.127 to $0.14. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $0.15 to $0.1556. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Beehouse, LLC is the investment manager of two funds that are the record holders of the reported shares. Gregory P. Heyman is the sole and managing member of Beehouse Manager, LLC, which is the manager of Beehouse, LLC. Each of Mr. Heyman, Beehouse, LLC, and Beehouse Manager, LLC disclaims beneficial ownership of the reported shares except to the extent of his or its pecuniary interest therein.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $0.14 to $0.18. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported shares are directly owned by Mr. Heyman in his personal capacity.