Filing Details
- Accession Number:
- 0000919574-24-002616
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-04-22 16:31:43
- Reporting Period:
- 2024-02-27
- Accepted Time:
- 2024-04-22 16:31:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1838128 | Lowell Farms Inc. | LOWLF | () | CA |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1772623 | Hacienda Company, Llc | C/O Eisner Llp 9601 Wilshire, 7Th Floor Beverly Hills CA 90210 | No | No | Yes | No | |
| 1860209 | Scofield Hannah Buchan | 660 Madison Avenue 14Th Floor New York NY 10065 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Subordinate Voting Shares | Disposition | 2024-02-27 | 26,840 | $0.16 | 1,029,193 | No | 4 | S | Direct | |
| Subordinate Voting Shares | Disposition | 2024-02-28 | 15,000 | $0.16 | 1,014,193 | No | 4 | S | Direct | |
| Subordinate Voting Shares | Disposition | 2024-03-28 | 61,289 | $0.13 | 952,904 | No | 4 | S | Direct | |
| Subordinate Voting Shares | Disposition | 2024-04-01 | 10,500 | $0.13 | 942,404 | No | 4 | S | Direct | |
| Subordinate Voting Shares | Disposition | 2024-04-03 | 55,000 | $0.13 | 887,404 | No | 4 | S | Direct | |
| Subordinate Voting Shares | Disposition | 2024-04-05 | 16,500 | $0.12 | 870,904 | No | 4 | S | Direct | |
| Subordinate Voting Shares | Disposition | 2024-04-08 | 197,000 | $0.14 | 673,904 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Subordinate Voting Shares | 45,287 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $0.15 to $0.18. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- In August 2023, the Issuer effected a reverse stock split consolidating all of its shares on the basis of one post-consolidation share for every ten pre-consolidation shares, effective August 31, 2023.
- The Hacienda Company, LLC ("THC") is the record holder of the reported shares. Ms. Ross is the manager of THC. Each of Ms. Ross and THC disclaims beneficial ownership of the reported shares except to the extent of her or its pecuniary interest therein.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $0.16 to $0.18. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $0.125 to $0.1511. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $0.12 to $0.13. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $0.12 to $0.124. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $0.127 to $0.14. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported shares are directly owned by Ms. Ross in her personal capacity.
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