Home > Insider Trading > Filing (0001415889-24-011309)

Filing Details

Accession Number:: 0001415889-24-011309
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2024-04-22 16:06:08
Reporting Period:: 2024-04-22

Accepted Time:: 2024-04-22 16:06:08
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1538379	Ibotta Inc.	IBTA	Services-Advertising (7310)	352426358

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1873513	Roy Luke Swanson	C/O Ibotta, Inc. 1801 California Street, Suite 400 Denver CO 80202	Chief Technology Officer	No	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2024-04-22	800,461	$0.00	0	No	4	J	Direct
Common Stock	Disposition	2024-04-22	45,045	$0.00	0	No	4	J	Indirect	See footnote
Class A Common Stock	Acquisiton	2024-04-22	800,461	$0.00	800,461	No	4	J	Direct
Class A Common Stock	Acquisiton	2024-04-22	45,045	$0.00	45,045	No	4	J	Indirect	See footnote
Class A Common Stock	Disposition	2024-04-22	140,538	$88.00	659,923	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Direct
No	4	J	Indirect	See footnote
No	4	J	Direct
No	4	J	Indirect	See footnote
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2024-04-22	21,728	$0.00	21,728	$5.05
Class A Common Stock	Employee Stock Option (right to buy)	Acquisiton	2024-04-22	21,728	$0.00	21,728	$5.05
Common Stock	Employee Stock Option (right to buy)	Disposition	2024-04-22	35,000	$0.00	35,000	$5.35
Class A Common Stock	Employee Stock Option (right to buy)	Acquisiton	2024-04-22	35,000	$0.00	35,000	$5.35
Common Stock	Employee Stock Option (right to buy)	Disposition	2024-04-22	39,324	$0.00	39,324	$12.75
Class A Common Stock	Employee Stock Option (right to buy)	Acquisiton	2024-04-22	39,324	$0.00	39,324	$12.75
Common Stock	Employee Stock Option (right to buy)	Disposition	2024-04-22	50,000	$0.00	50,000	$8.30
Class A Common Stock	Employee Stock Option (right to buy)	Acquisiton	2024-04-22	50,000	$0.00	50,000	$8.30
Common Stock	Employee Stock Option (right to buy)	Disposition	2024-04-22	71,670	$0.00	71,670	$22.20
Class A Common Stock	Employee Stock Option (right to buy)	Acquisiton	2024-04-22	71,670	$0.00	71,670	$22.20
Common Stock	Employee Stock Option (right to buy)	Disposition	2024-04-22	25,000	$0.00	25,000	$19.25
Class A Common Stock	Employee Stock Option (right to buy)	Acquisiton	2024-04-22	25,000	$0.00	25,000	$19.25
Common Stock	Employee Stock Option (right to buy)	Disposition	2024-04-22	40,000	$0.00	40,000	$10.40
Class A Common Stock	Employee Stock Option (right to buy)	Acquisiton	2024-04-22	40,000	$0.00	40,000	$10.40

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2028-01-25	No	4	J	Direct
21,728	2028-01-25	No	4	J	Direct
0	2028-11-13	No	4	J	Direct
35,000	2028-11-13	No	4	J	Direct
0	2029-12-11	No	4	J	Direct
39,324	2029-12-11	No	4	J	Direct
0	2030-12-08	No	4	J	Direct
50,000	2030-12-08	No	4	J	Direct
0	2031-07-15	No	4	J	Direct
71,670	2031-07-15	No	4	J	Direct
0	2032-02-08	No	4	J	Direct
25,000	2032-02-08	No	4	J	Direct
0	2033-03-07	No	4	J	Direct
40,000	2033-03-07	No	4	J	Direct

Footnotes

Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO").
The shares are held by Flat Tops Ventures, LLC, which is 1% owned by the Reporting Person and 99% owned by the Swanson 2021 Irrevocable Trust for the benefit of the Reporting Person's children.
Certain of these securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
Pursuant to the IPO, on April 17, 2024, the Issuer, the selling stockholders named in the Underwriting Agreement (as defined below) and the underwriters of the IPO (the "Underwriters") entered into an Underwriting Agreement (the "Underwriting Agreement"). Pursuant to the Underwriting Agreement, the Reporting Person sold 140,538 shares of Class A Common Stock of the Issuer to the Underwriters at a per share sale price of $88.00. The per share sale price reported in this Form 4 does not reflect underwriting discounts.
All of the shares subject to the option are fully vested and exercisable as of the date hereof.
1/48th of the shares subject to the option vested on January 8, 2021 and 1/48th of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date..
1/48th of the shares subject to the option vested on August 15, 2021 and 1/48th of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.
1/36th of the shares subject to the option vested on February 3, 2022 and 1/36th of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.
1/48th of the shares subject to the option vested on February 16, 2023 and 1/48th of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.