Filing Details
- Accession Number:
- 0000950170-24-045166
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-04-17 17:00:12
- Reporting Period:
- 2024-04-15
- Accepted Time:
- 2024-04-17 17:00:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1664703 | Bloom Energy Corp | BE | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1591851 | Marie Shawn Soderberg | 4353 North First Street San Jose CA 95134 | See Remarks | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2024-04-15 | 20,000 | $0.00 | 172,849 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2024-04-15 | 4,117 | $0.00 | 176,966 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2024-04-16 | 8,963 | $9.86 | 168,003 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Units | Disposition | 2024-04-15 | 20,000 | $0.00 | 20,000 | $0.00 |
Class A Common Stock | Restricted Stock Units | Disposition | 2024-04-15 | 4,117 | $0.00 | 4,117 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct | ||
12,354 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 396,731 | Indirect | By trust |
Footnotes
- Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs") effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023.
- The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $9.77 to $10.09. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- Held by The Shawn M. Soderberg 2005 Trust, of which the Reporting Person is the trustee.
- Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.
- These RSUs are fully vested.
- The RSUs vested as to one-third of the shares on the one-year anniversary of the vesting commencement date, which was January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.