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Filing Details

Accession Number:: 0000950170-24-045110
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2024-04-17 16:10:51
Reporting Period:: 2024-04-04

Accepted Time:: 2024-04-17 16:10:51
Original Submission Date:: 2024-04-08
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1824893	Surrozen Inc.	SRZN	()	4/A

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1614186	Tim Kutzkey	C/O Surrozen, Inc. 171 Oyster Point Blvd., Suite 400 South San Francisco CA 94080		No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2024-04-04	90,897	$15.50	289,549	No	4	P	Indirect	By The Column Group III, LP
Common Stock	Acquisiton	2024-04-04	102,651	$15.50	326,992	No	4	P	Indirect	By The Column Group III-A, LP

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By The Column Group III, LP
No	4	P	Indirect	By The Column Group III-A, LP

Footnotes

Represents a price per unit, consisting of (i) $14.25 per share of the Issuer's Common Stock and (ii) $1.25 attributable to accompanying warrants to purchase shares of the Issuer's Common Stock, which The Column Group III, LP ("TCG III LP") and The Column Group III-A, LP ("TCG III-A LP") purchased in the Issuer's private placement on April 4, 2024.
This Form 4/A is being filed to correct the amount beneficially owned, which was misreported in the original Form 4 filed on April 8, 2024 due to an administrative error.
The securities are directly held by TCG III LP. The Column Group III GP, LP ("TCG III GP") is the general partner of TCG III LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing partners of TCG III GP are David Goeddel, Peter Svennilson and the Reporting Person, a member of the Issuer's board of directors (collectively, the "Managing Partners"). The Managing Partners may be deemed to share voting and investment power with respect to such securities. TCG III GP and each of the Managing Partners disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.
The securities are directly held by TCG III-A LP. TCG III GP is the general partner of TCG III-A LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing partners of TCG III GP are the Managing Partners. The Managing Partners may be deemed to share voting and investment power with respect to such securities. TCG III GP and each of the Managing Partners disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.