Filing Details

Accession Number:
0001104659-11-045759
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-10 16:30:14
Reporting Period:
2011-08-09
Filing Date:
2011-08-10
Accepted Time:
2011-08-10 16:30:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
837173 Walter Energy Inc. WLT Bituminous Coal & Lignite Mining (1220) 133429953
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1494489 J Walter Scheller 16243 Highway 216
Brookwood AL 35444
Pres-Us Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-08-09 1,375 $73.00 18,095 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Includes shares held by Reporting Person under Employee Stock Purchase Plan, an award of 1,021 Restricted Stock Units which vest in 3 equal annual installments beginning on 4/1/12, subject to continued employment, an award of 10,700 Restricted Stock Units which vest on 4/1/14, subject to continued employment, an award of 1,396 Restricted Stock Units which vest in 3 equal annual installments beginning on 2/16/12, subject to continued employment, and an award of 3,991 Restricted Stock Units which vest in 3 equal annual installments beginning on 7/21/11, subject to continued employment.