Filing Details
- Accession Number:
- 0001140361-11-040936
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-10 16:29:13
- Reporting Period:
- 2011-08-09
- Filing Date:
- 2011-08-10
- Accepted Time:
- 2011-08-10 16:29:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1501364 | Rockville Financial Inc. | RCKB | Savings Institutions, Not Federally Chartered (6036) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1313367 | A Laurie Rosner | Rockville Financial New, Inc. 1645 Ellington Road South Windsor CT 06074 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-08-09 | 105 | $9.43 | 105 | No | 4 | P | Indirect | By IRA - Husband |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By IRA - Husband |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 24,349 | Direct | |
Common Stock | 23,715 | Indirect | By Rockville Bank 401(k) Plan |
Common Stock | 9,814 | Indirect | Held by Husband |
Common Stock | 10,846 | Indirect | By Rockville Bank ESOP Plan |
Common Stock | 3,400 | Indirect | By IRA - Husband |
Common Stock | 160 | Indirect | IRA |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | $11.72 | 2008-12-13 | 2016-12-13 | 9,858 | 9,858 | Direct |
Common Stock | Stock Options | $9.46 | 2007-08-14 | 2017-08-14 | 9,858 | 9,858 | Direct |
Common Stock | Stock Optioins | $7.90 | 2008-02-20 | 2018-02-20 | 9,858 | 9,858 | Direct |
Common Stock | Stock Options | $6.09 | 2009-03-16 | 2019-03-16 | 8,493 | 8,493 | Direct |
Common Stock | Stock Options | $7.42 | 2010-11-15 | 2020-11-15 | 5,187 | 5,187 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2016-12-13 | 9,858 | 9,858 | Direct |
2017-08-14 | 9,858 | 9,858 | Direct |
2018-02-20 | 9,858 | 9,858 | Direct |
2019-03-16 | 8,493 | 8,493 | Direct |
2020-11-15 | 5,187 | 5,187 | Direct |
Footnotes
- Includes 5,120 shares held jointly with husband.
- Includes 4,264 restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 4,000 shares (x 1.5167 exchange ratio became 6,066 shares) will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date. The reported number is net of 1,188 shares (x 1.5167 exchange ratio became 1,801 shares) withheld by the Issuer for tax withholding purposes.
- Includes 1,771 restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 1,500 shares (x 1.5167 exchange ratio became 2,275 shares) will become vested in equal 20% increments over a five year period, the first 20% vesting on March 16, 2009 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 226 shares (x 1.5167 exchange ratio became 504 shares) withheld by the Issuer for tax withholding purposes.
- Includes 2,158 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 1,500 shares (x 1.5167 exchange ratio became 2,275 shares) vest in equal 20% increments over a five year period, the first 20% vesting on November 15, 2010 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 77 shares (x 1.5167 exchange ratio became 116 shares) withheld by the Issuer for tax withholding purposes.
- Transaction representing shares withheld by the Issuer for tax withholding purposes on April 1, 2011 with respect to the vesting of and removal of restrictions on certain shares of Restricted Stock previously issued to the Reporting Person by the Issuer under its 2006 Stock Incentive Award Plan.
- Shares allocated to the account of Ms. Rosner under the Rockville Bank Employee Stock Ownership Plan, of which all shares are vested.
- Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and are exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on August 14, 2007 and the subsequent vesting on each annual anniversary of that date.
- Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and are exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date.
- Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and are exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
- Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and are exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on November 15, 2010 and the subsequent vesting on each annual anniversary of that date.