Filing Details

Accession Number:
0001140361-11-040936
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-10 16:29:13
Reporting Period:
2011-08-09
Filing Date:
2011-08-10
Accepted Time:
2011-08-10 16:29:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1501364 Rockville Financial Inc. RCKB Savings Institutions, Not Federally Chartered (6036) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1313367 A Laurie Rosner Rockville Financial New, Inc.
1645 Ellington Road
South Windsor CT 06074
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-08-09 105 $9.43 105 No 4 P Indirect By IRA - Husband
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By IRA - Husband
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 24,349 Direct
Common Stock 23,715 Indirect By Rockville Bank 401(k) Plan
Common Stock 9,814 Indirect Held by Husband
Common Stock 10,846 Indirect By Rockville Bank ESOP Plan
Common Stock 3,400 Indirect By IRA - Husband
Common Stock 160 Indirect IRA
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $11.72 2008-12-13 2016-12-13 9,858 9,858 Direct
Common Stock Stock Options $9.46 2007-08-14 2017-08-14 9,858 9,858 Direct
Common Stock Stock Optioins $7.90 2008-02-20 2018-02-20 9,858 9,858 Direct
Common Stock Stock Options $6.09 2009-03-16 2019-03-16 8,493 8,493 Direct
Common Stock Stock Options $7.42 2010-11-15 2020-11-15 5,187 5,187 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-12-13 9,858 9,858 Direct
2017-08-14 9,858 9,858 Direct
2018-02-20 9,858 9,858 Direct
2019-03-16 8,493 8,493 Direct
2020-11-15 5,187 5,187 Direct
Footnotes
  1. Includes 5,120 shares held jointly with husband.
  2. Includes 4,264 restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 4,000 shares (x 1.5167 exchange ratio became 6,066 shares) will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date. The reported number is net of 1,188 shares (x 1.5167 exchange ratio became 1,801 shares) withheld by the Issuer for tax withholding purposes.
  3. Includes 1,771 restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 1,500 shares (x 1.5167 exchange ratio became 2,275 shares) will become vested in equal 20% increments over a five year period, the first 20% vesting on March 16, 2009 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 226 shares (x 1.5167 exchange ratio became 504 shares) withheld by the Issuer for tax withholding purposes.
  4. Includes 2,158 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 1,500 shares (x 1.5167 exchange ratio became 2,275 shares) vest in equal 20% increments over a five year period, the first 20% vesting on November 15, 2010 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 77 shares (x 1.5167 exchange ratio became 116 shares) withheld by the Issuer for tax withholding purposes.
  5. Transaction representing shares withheld by the Issuer for tax withholding purposes on April 1, 2011 with respect to the vesting of and removal of restrictions on certain shares of Restricted Stock previously issued to the Reporting Person by the Issuer under its 2006 Stock Incentive Award Plan.
  6. Shares allocated to the account of Ms. Rosner under the Rockville Bank Employee Stock Ownership Plan, of which all shares are vested.
  7. Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and are exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on August 14, 2007 and the subsequent vesting on each annual anniversary of that date.
  8. Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and are exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date.
  9. Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and are exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
  10. Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and are exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on November 15, 2010 and the subsequent vesting on each annual anniversary of that date.