Filing Details
- Accession Number:
- 0000950170-24-044843
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-04-16 17:00:08
- Reporting Period:
- 2024-04-15
- Accepted Time:
- 2024-04-16 17:00:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1333986 | Equitable Holdings Inc. | EQH | Insurance Agents, Brokers & Service (6411) | 585512450 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1512442 | Mark Pearson | C/O Equitable Holdings, Inc. 1345 Avenue Of The Americas New York NY 10105 | President And Ceo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-04-15 | 20,000 | $21.34 | 715,025 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-04-15 | 15,800 | $36.06 | 699,225 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-04-15 | 4,200 | $36.91 | 695,025 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-04-15 | 8,046 | $36.07 | 686,979 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-04-15 | 1,954 | $36.93 | 685,025 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2024-04-15 | 20,000 | $0.00 | 20,000 | $21.34 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 566,400 | 2028-03-01 | No | 4 | M | Direct |
Footnotes
- The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2023.
- Includes Restricted Stock Units.
- This transaction was executed in multiple trades at prices ranging from $35.6800 to $36.6700. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $36.6800 to $37.2200. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $35.6900 to $36.6800. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $36.7300 to $37.1800. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on March 1, 2019.
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