Filing Details
- Accession Number:
- 0001179110-11-011971
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-10 13:03:20
- Reporting Period:
- 2011-08-09
- Filing Date:
- 2011-08-10
- Accepted Time:
- 2011-08-10 13:03:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1496623 | Netspend Holdings Inc. | NTSP | Finance Services (6199) | 202306550 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1253706 | R Daniel Henry | 701 Brazos Suite 1200 Austin TX 78701 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-08-09 | 20,250 | $4.39 | 20,250 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2011-08-09 | 20,250 | $4.39 | 20,250 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock (138,128) | 138,128 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) (1,002,293) | $3.53 | 2018-03-11 | 1,002,293 | 1,002,293 | Direct | |
Common Stock | Employee Stock Option (right to buy) (3,043,231) | $3.53 | 2018-03-11 | 3,043,231 | 3,043,231 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-03-11 | 1,002,293 | 1,002,293 | Direct |
2018-03-11 | 3,043,231 | 3,043,231 | Direct |
Footnotes
- Includes 20,250 shares purchased by a minor son of the holder who shares his home. The holder disclaims beneficial ownership of these shares.
- This option has vested in its entirety.
- The vesting of this option is subject to certain performance targets described in the relevant option agreement, a copy of which was filed as Exhibit 10.22 to the Company's Registration Statement on Form S-1/A (Reg. No. 333-168127) filed with the Commission on September 21, 2010. As of the date of this report on Form 4, 912,970 of the shares subject to this option have vested.