Filing Details

Accession Number:
0001179110-11-011971
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-10 13:03:20
Reporting Period:
2011-08-09
Filing Date:
2011-08-10
Accepted Time:
2011-08-10 13:03:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1496623 Netspend Holdings Inc. NTSP Finance Services (6199) 202306550
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1253706 R Daniel Henry 701 Brazos
Suite 1200
Austin TX 78701
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-08-09 20,250 $4.39 20,250 No 4 P Indirect See footnote
Common Stock Acquisiton 2011-08-09 20,250 $4.39 20,250 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
No 4 P Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock (138,128) 138,128 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (right to buy) (1,002,293) $3.53 2018-03-11 1,002,293 1,002,293 Direct
Common Stock Employee Stock Option (right to buy) (3,043,231) $3.53 2018-03-11 3,043,231 3,043,231 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-03-11 1,002,293 1,002,293 Direct
2018-03-11 3,043,231 3,043,231 Direct
Footnotes
  1. Includes 20,250 shares purchased by a minor son of the holder who shares his home. The holder disclaims beneficial ownership of these shares.
  2. This option has vested in its entirety.
  3. The vesting of this option is subject to certain performance targets described in the relevant option agreement, a copy of which was filed as Exhibit 10.22 to the Company's Registration Statement on Form S-1/A (Reg. No. 333-168127) filed with the Commission on September 21, 2010. As of the date of this report on Form 4, 912,970 of the shares subject to this option have vested.