Filing Details
- Accession Number:
- 0001252910-11-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-10 12:57:55
- Reporting Period:
- 2011-08-09
- Filing Date:
- 2011-08-10
- Accepted Time:
- 2011-08-10 12:57:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1245648 | Flaherty & Crumrineaymore Total Return Fund Inc | FLC | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1252910 | M Robert Ettinger | 301 E Colorado Blvd Ste 720 Pasadena CA 91101 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-08-09 | 100 | $15.75 | 28,400 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-08-09 | 100 | $15.78 | 28,500 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-08-09 | 900 | $15.80 | 29,400 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-08-09 | 200 | $15.85 | 29,600 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-08-09 | 328 | $15.89 | 29,928 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-08-09 | 100 | $15.82 | 30,028 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-08-09 | 100 | $15.90 | 30,128 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-08-09 | 300 | $15.83 | 30,428 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-08-09 | 100 | $15.95 | 30,528 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-08-09 | 300 | $15.84 | 30,828 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-08-09 | 100 | $15.85 | 30,928 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-08-09 | 200 | $15.98 | 31,128 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-08-09 | 2,644 | $16.00 | 33,772 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-08-09 | 400 | $15.85 | 34,172 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-08-09 | 200 | $15.92 | 34,372 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-08-09 | 1,400 | $15.98 | 35,772 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-08-09 | 2,300 | $16.00 | 38,072 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-08-09 | 228 | $15.86 | 38,300 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
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No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- Mr. Ettinger also indirectly holds an additional 4,198 shares of the Fund through his ownership of 27.5% of Flaherty & Crumrine Incorporated.