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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1824893	Surrozen Inc.	SRZN	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1325818	O Charles Williams	C/O Surrozen, Inc. 171 Oyster Point Blvd., Suite 400 South San Francisco CA 94080	Cfo And Coo	No	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2024-04-04	1,474	$0.00	1,474	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series A Common Stock Warrant (right to buy)	Acquisiton	2024-04-04	1,474	$0.00	1,474	$16.96
Common Stock	Series B Common Stock Warrant (right to buy)	Acquisiton	2024-04-04	1,603	$0.00	1,603	$15.71
Common Stock	Series C Common Stock Warrant (right to buy)	Acquisiton	2024-04-04	5,712	$0.00	5,712	$16.00
Common Stock	Series D Common Stock Warrant (right to buy)	Acquisiton	2024-04-04	5,712	$0.00	5,712	$16.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,474	2024-04-04	2029-04-04	No	4	P	Direct
1,603	2024-04-04		No	4	P	Direct
5,712			No	4	P	Direct
5,712			No	4	P	Direct

Footnotes

On April 4, 2024, the reporting person acquired shares in a private placement by the Issuer pursuant to the terms of a Securities Purchase Agreement, dated as of April 1, 2024, by and among the Issuer and certain institutional investors and members of management, at a purchase price of $16.96 per share, which amount includes $1.25 for the accompanying common stock warrants.
The warrant expires on the fifth trading day following the occurrence of the Series B Milestone Event (as defined in the Series B Common Stock Warrant). In the event the Series B Milestone Event has not occurred prior to the fifth anniversary of the issuance date of the warrant, the warrant will automatically terminate on such anniversary date.
The warrant is exercisable for 30 days after the earlier of (i) the occurrence of the Series C Milestone Event (as defined in the Series C Common Stock Warrant) and (ii) a Fundamental Transaction (as defined in the Series C Common Stock Warrant).
The warrant is exercisable for 30 days after the earlier of (i) the occurrence of the Series D Milestone Event (as defined in the Series D Common Stock Warrant) and (ii) a Fundamental Transaction (as defined in the Series D Common Stock Warrant).