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Filing Details

Accession Number:: 0001213900-24-031177
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2024-04-08 16:10:12
Reporting Period:: 2024-04-04

Accepted Time:: 2024-04-08 16:10:12
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
12239	Dominari Holdings Inc.	DOMH	Security Brokers, Dealers & Flotation Companies (6211)	520849320

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1856536	Michael Kyle Wool	725 5Th Avenue, 22Nd Floor New York NY 10022	President	Yes	Yes	Yes	No
1933417	Soo Yu	725 5Th Avenue, 22Nd Floor New York NY 10022		Yes	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2024-04-04	9,500	$2.90	18,500	No	4	P	Indirect	By Mr. Wool's SEP-IRA
Common Stock	Acquisiton	2024-04-04	9,500	$2.84	9,500	No	4	P	Indirect	By Ms. Yu's Pension

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Mr. Wool's SEP-IRA
No	4	P	Indirect	By Ms. Yu's Pension

Footnotes

Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's SEP-IRA.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.88 to $2.90, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.
The securities are directly held by Mr. Wool's SEP-IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the SEP-IRA, and as such, has voting and investment power over the shares held by the SEP-IRA.
Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's pension.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.19 to $2.86, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.
The securities are directly held by Ms. Yu's pension, and they are indirectly held by Ms. Yu. Ms. Yu exercises control over the pension, and as such, has voting and investment power over the shares held by the pension.