Filing Details
- Accession Number:
- 0001415889-24-010450
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-04-05 18:13:54
- Reporting Period:
- 2024-04-03
- Accepted Time:
- 2024-04-05 18:13:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1192448 | Glaukos Corp | GKOS | Surgical & Medical Instruments & Apparatus (3841) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1920061 | R. Alex Thurman | C/O Glaukos Corporation One Glaukos Way Aliso Viejo CA 92656 | Svp & Chief Financial Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2024-04-03 | 316 | $94.62 | 54,600 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-04-04 | 276 | $95.42 | 54,324 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-04-04 | 158 | $95.16 | 54,166 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 17, 2023.
- Includes 22,898 restricted stock units that have not yet vested or been delivered to the Reporting Person.
- This transaction was executed in multiple trades at prices ranging from $95.00 to 95.96. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $96.03 to $96.55. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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