Filing Details
- Accession Number:
- 0001127602-11-023192
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-10 11:47:49
- Reporting Period:
- 2011-08-09
- Filing Date:
- 2011-08-10
- Accepted Time:
- 2011-08-10 11:47:49
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1186033 | David R Hoover | Ball Corporation 10 Longs Peak Dr. Broomfield CO 80021-2510 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-08-09 | 8,000 | $11.87 | 406,796 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-08-09 | 8,000 | $36.00 | 398,796 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-08-09 | 8,000 | $0.00 | 8,000 | $11.87 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 282,000 | 2012-04-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 7,638 | Indirect | 401(k) Plan |
| Common Stock | 11,959 | Indirect | RDH Trust |
| Common Stock | 320,152 | Indirect | SAH Trust |
Footnotes
- Exercise of stock options in accordance with reporting person's pre-arranged 10b5-1 plan adopted by the reporting person on June 17, 2011.
- Sale of stock in accordance with reporting person's pre-arranged 10b5-1 plan adopted by the reporting person on June 17, 2011.
- Total number of 401(k) Plan shares includes shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
- The reporting person expressly disclaims beneficial ownership of the securities in the Suzanne A. Hoover Trust.
- Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the stock option.
Billionaire Hedge Funds
