Filing Details

Accession Number:
0001819848-24-000196
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-04-03 20:35:41
Reporting Period:
2024-04-01
Accepted Time:
2024-04-03 20:35:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1819848 Joby Aviation Inc. JOBY Aircraft (3721) 981548118
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1877280 Joeben Bevirt C/O Joby Aviation, Inc.
333 Encinal Street
Santa Cruz CA 95060
Ceo And Chief Architect Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-04-01 12,977 $0.00 626,961 No 4 M Direct
Common Stock Acquisiton 2024-04-01 49,800 $0.00 676,761 No 4 M Direct
Common Stock Disposition 2024-04-01 200,000 $5.18 58,507,344 No 4 S Indirect By Joby Trust
Common Stock Disposition 2024-04-03 18,839 $4.96 657,922 No 4 S Direct
Common Stock Disposition 2024-04-01 50,000 $5.18 32,774,274 No 4 S Indirect By JoeBen Bevirt 2020 Descendants Trust
Common Stock Disposition 2024-04-03 4,911 $4.96 653,011 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Indirect By Joby Trust
No 4 S Direct
No 4 S Indirect By JoeBen Bevirt 2020 Descendants Trust
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units (RSUs) Disposition 2024-04-01 12,977 $0.00 12,977 $0.00
Common Stock Restricted Stock Units (RSUs) Disposition 2024-04-01 49,800 $0.00 49,800 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
194,664 No 4 M Direct
348,606 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 155,737 Indirect By Jennifer Barchas Trust
Common Stock 189,109 Indirect By Spouse
Common Stock 2,717,177 Indirect By JoeBen Bevirt 2022 GRAT Trust
Footnotes
  1. Sale made pursuant to the Reporting Person's approved 10b5-1 trading plan adopted on March 17, 2023.
  2. This transaction was executed in multiple trades at prices ranging from $5.13 to $5.39. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. The shares of common stock are held of record by The Joby Trust. The Reporting Person is the trustee of the Joby Trust and may be deemed to be the beneficial owner of such shares.
  4. Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.
  5. The shares of common stock are held of record by the JoeBen Bevirt 2020 Descendants Trust, dated December 26, 2020 (the "Descendants Trust"). The Reporting Person is the trustee of the Decendants Trust and may be deemed to be the beneficial owner of such shares.
  6. The shares of common stock are held of record by The Jennifer Barchas Trust (the "Barchas Trust"). The spouse of the Reporting Person has voting and dispositive power of the shares held by The Barchas Trust therefore may be deemed to be the beneficial owner of such shares to the extent of her pecuniary interest.
  7. The shares of common stock are held of record by the spouse of the Reporting Person.
  8. The shares of common stock are held of record by the JoeBen Bevirt 2022 GRAT Trust (the "2022 GRAT Trust"). The Reporting Person has voting and dispositive power of the shares held by the 2022 GRAT Trust therefore may be deemed to be the beneficial owner of such shares to the extent of his pecuniary interest.
  9. Represents an award of restricted stock units ("RSUs") that vest in 16 equal installments on the quarterly anniversary of January 1, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
  10. Represents an award of restricted stock units ("RSUs") that vests with respect to 10% of the total number of RSUs on each of the first four quarterly anniversaries of January 1, 2022 and as to 5% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.